TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+0.43%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$215M
AUM Growth
+$215M
Cap. Flow
+$15.1M
Cap. Flow %
7.01%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

1
STEW
SRH Total Return Fund
STEW
$9.94M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$3.44M
3
BST icon
BlackRock Science and Technology Trust
BST
$3.16M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$2.86M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
$2.74M

Top Sells

1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$1.39M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
$869K

Sector Composition

1 Industrials 4.66%
2 Consumer Discretionary 3.75%
3 Financials 3.12%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CEN
251
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$16K 0.01%
90
-150
-63% -$26.7K
OXY icon
252
Occidental Petroleum
OXY
$45.6B
$15K 0.01%
208
+116
+126% +$8.37K
SLB icon
253
Schlumberger
SLB
$52.2B
$15K 0.01%
179
+101
+129% +$8.46K
AEP icon
254
American Electric Power
AEP
$58.8B
$14K 0.01%
243
+91
+60% +$5.24K
D icon
255
Dominion Energy
D
$50.3B
$14K 0.01%
200
+96
+92% +$6.72K
HTD
256
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$869M
$14K 0.01%
655
– –
INTC icon
257
Intel
INTC
$105B
$14K 0.01%
454
+214
+89% +$6.6K
JNJ icon
258
Johnson & Johnson
JNJ
$429B
$14K 0.01%
144
+59
+69% +$5.74K
VZ icon
259
Verizon
VZ
$184B
$14K 0.01%
288
+129
+81% +$6.27K
XOM icon
260
Exxon Mobil
XOM
$477B
$14K 0.01%
163
+77
+90% +$6.61K
CBD
261
DELISTED
Companhia Brasileira de Distribuicao
CBD
$14K 0.01%
458
+339
+285% +$10.4K
PM icon
262
Philip Morris
PM
$254B
$13K 0.01%
175
+85
+94% +$6.31K
TYG.PRB
263
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$13K 0.01%
1,300
– –
JGV
264
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$13K 0.01%
1,000
– –
BDJ icon
265
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$12K 0.01%
1,402
+20
+1% +$171
CLM icon
266
Cornerstone Strategic Value Fund
CLM
$2.31B
$12K 0.01%
583
+19
+3% +$391
EZU icon
267
iShare MSCI Eurozone ETF
EZU
$7.78B
$12K 0.01%
322
– –
HPQ icon
268
HP
HPQ
$26.8B
$12K 0.01%
881
+419
+91% +$5.71K
IBB icon
269
iShares Biotechnology ETF
IBB
$5.68B
$12K 0.01%
108
– –
VGT icon
270
Vanguard Information Technology ETF
VGT
$99.1B
$11K 0.01%
100
-86
-46% -$9.46K
MSF
271
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$11K 0.01%
716
-1,248
-64% -$19.2K
TAI
272
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$9K ﹤0.01%
429
– –
DXJ icon
273
WisdomTree Japan Hedged Equity Fund
DXJ
$3.72B
$8K ﹤0.01%
143
– –
RAND icon
274
Rand Capital
RAND
$45.3M
$8K ﹤0.01%
222
– –
XLV icon
275
Health Care Select Sector SPDR Fund
XLV
$33.8B
$8K ﹤0.01%
111
-100
-47% -$7.21K
9 10
11
12 13