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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGZ
226
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$5.77K ﹤0.01%
557
+10
+2% +$116
ZTS icon
227
Zoetis
ZTS
$32.4B
$5.74K ﹤0.01%
33
-1
-3% -$182
LPLA icon
228
LPL Financial
LPLA
$28.3B
$5.7K ﹤0.01%
24
– –
BABA icon
229
Alibaba
BABA
$293B
$5.64K ﹤0.01%
65
+2
+3% +$183
TCOM icon
230
Trip.com Group
TCOM
$29.6B
$5.59K ﹤0.01%
160
-20
-11% -$752
LIN icon
231
Linde
LIN
$221B
$5.58K ﹤0.01%
15
– –
EEA
232
European Equity Fund
EEA
$75.2M
$5.54K ﹤0.01%
697
-1
-0.1% -$8
GLW icon
233
Corning
GLW
$119B
$5.51K ﹤0.01%
181
– –
WMB icon
234
Williams Companies
WMB
$87.5B
$5.46K ﹤0.01%
162
– –
CME icon
235
CME Group
CME
$96.3B
$5.41K ﹤0.01%
27
– –
COO icon
236
Cooper Companies
COO
$14.1B
$5.41K ﹤0.01%
68
– –
NDSN icon
237
Nordson
NDSN
$16.6B
$5.36K ﹤0.01%
24
– –
CP icon
238
Canadian Pacific Kansas City
CP
$78.1B
$5.28K ﹤0.01%
71
– –
TTE icon
239
TotalEnergies
TTE
$195B
$5.26K ﹤0.01%
80
– –
LII icon
240
Lennox International
LII
$14.4B
$5.24K ﹤0.01%
14
– –
COP icon
241
ConocoPhillips
COP
$147B
$5.15K ﹤0.01%
43
– –
BX icon
242
Blackstone
BX
$102B
$5.14K ﹤0.01%
48
– –
NKE icon
243
Nike
NKE
$61.9B
$5.07K ﹤0.01%
53
-1
-2% -$103
V icon
244
Visa
V
$684B
$5.06K ﹤0.01%
22
– –
ANSS
245
DELISTED
Ansys
ANSS
$5.06K ﹤0.01%
17
– –
WEC icon
246
WEC Energy
WEC
$35.7B
$4.99K ﹤0.01%
62
– –
REGN icon
247
Regeneron Pharmaceuticals
REGN
$78.5B
$4.94K ﹤0.01%
6
-1
-14% -$786
TER icon
248
Teradyne
TER
$57.6B
$4.92K ﹤0.01%
49
– –
GDDY icon
249
GoDaddy
GDDY
$11B
$4.92K ﹤0.01%
66
– –
PCTTW
250
PureCycle Technologies Inc Warrant
PCTTW
$10M
$4.91K ﹤0.01%
2,457
– –
8 9
10
11 12

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.