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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
226
Home Depot
HD
$337B
$9K ﹤0.01%
45
– –
MUFG icon
227
Mitsubishi UFJ Financial
MUFG
$247B
$9K ﹤0.01%
1,477
– –
SYK icon
228
Stryker
SYK
$135B
$9K ﹤0.01%
50
– –
WMT icon
229
Walmart Inc
WMT
$909B
$9K ﹤0.01%
273
– –
NSL
230
DELISTED
NUVEEN SENIOR INCM FD
NSL
$9K ﹤0.01%
+1,400
New +$8.6K
CB icon
231
Chubb
CB
$140B
$8K ﹤0.01%
63
– –
DIS icon
232
Walt Disney
DIS
$171B
$8K ﹤0.01%
68
– –
IBM icon
233
IBM
IBM
$213B
$8K ﹤0.01%
52
– –
JNJ icon
234
Johnson & Johnson
JNJ
$640B
$8K ﹤0.01%
59
– –
MLCO icon
235
Melco Resorts & Entertainment
MLCO
$2.21B
$8K ﹤0.01%
389
+132
+51% +$3.06K
NGG icon
236
National Grid
NGG
$79.3B
$8K ﹤0.01%
+167
New +$7.95K
PNC icon
237
PNC Financial Services
PNC
$99.1B
$8K ﹤0.01%
59
– –
PUK icon
238
Prudential
PUK
$36.4B
$8K ﹤0.01%
173
– –
SNY icon
239
Sanofi
SNY
$107B
$8K ﹤0.01%
173
– –
TD icon
240
Toronto Dominion Bank
TD
$193B
$8K ﹤0.01%
133
-68
-34% -$4.05K
VALE icon
241
Vale
VALE
$62.3B
$8K ﹤0.01%
527
-289
-35% -$3.9K
ZTS icon
242
Zoetis
ZTS
$32.7B
$8K ﹤0.01%
85
– –
ACN icon
243
Accenture
ACN
$106B
$7K ﹤0.01%
43
– –
ADP icon
244
Automatic Data Processing
ADP
$109B
$7K ﹤0.01%
44
– –
ALLE icon
245
Allegion
ALLE
$13.5B
$7K ﹤0.01%
75
-20
-21% -$1.69K
BHP icon
246
BHP
BHP
$211B
$7K ﹤0.01%
157
-78
-33% -$3.38K
CNQ icon
247
Canadian Natural Resources
CNQ
$96.9B
$7K ﹤0.01%
431
-124
-22% -$2.1K
DD icon
248
DuPont de Nemours
DD
$18.6B
$7K ﹤0.01%
46
– –
EMBJ
249
Embraer S.A. ADS
EMBJ
$12B
$7K ﹤0.01%
337
– –
ING icon
250
ING
ING
$92.9B
$7K ﹤0.01%
578
+169
+41% +$2.37K
8 9
10
11 12

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.