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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
INVX
8776
Innovex International
INVX
$2.1B
$1.29K ﹤0.01%
52
-63
-55% -$1.71K
ALIT icon
8777
PUT
Alight
ALIT
$398M
$1.29K ﹤0.01%
115
-14,980
-99% -$212K
SJT
8778
PUT
San Juan Basin Royalty Trust
SJT
$138M
$1.28K ﹤0.01%
400
-10,400
-96% -$41.9K
HVT icon
8779
Haverty Furniture Companies
HVT
$445M
$1.28K ﹤0.01%
50
-45
-47% -$1.02K
PCRX icon
8780
Pacira BioSciences
PCRX
$1.05B
$1.27K ﹤0.01%
50
-6
-11% -$142
GROW icon
8781
CALL
US Global Investors
GROW
$36.6M
$1.25K ﹤0.01%
400
MXCT icon
8782
PUT
MaxCyte
MXCT
$132M
$1.23K ﹤0.01%
1,000
HOMB icon
8783
Home BancShares
HOMB
$6.03B
$1.23K ﹤0.01%
+43
New +$1.17K
ZVIA icon
8784
Zevia
ZVIA
$98.8M
$1.23K ﹤0.01%
+753
New +$1.02K
CBLL
8785
CeriBell Inc
CBLL
$949M
$1.21K ﹤0.01%
+62
New +$1.18K
CLH icon
8786
Clean Harbors
CLH
$16.7B
$1.2K ﹤0.01%
4
-681
-99% -$201K
APLY icon
8787
YieldMax AAPL Option Income Strategy ETF
APLY
$96.9M
$1.19K ﹤0.01%
+103
New +$1.25K
AIVI icon
8788
WisdomTree International AI Enhanced Value Fund
AIVI
$63.7M
$1.18K ﹤0.01%
21
+9
+75% +$511
IMMP
8789
CALL
Immutep
IMMP
$53.8M
$1.17K ﹤0.01%
2,800
-9,400
-77% -$4.09K
BOOM icon
8790
CALL
DMC Global
BOOM
$143M
$1.16K ﹤0.01%
200
-200
-50% -$1.3K
TSDD icon
8791
GraniteShares 2x Short TSLA Daily ETF
TSDD
$21M
$1.16K ﹤0.01%
165
-584
-78% -$5.07K
OWLT icon
8792
PUT
Owlet
OWLT
$146M
$1.15K ﹤0.01%
200
-1,000
-83% -$5.28K
PLTW
8793
Roundhill PLTR WeeklyPay ETF
PLTW
$131M
$1.14K ﹤0.01%
+69
New +$1.5K
FTHM icon
8794
Fathom Holdings
FTHM
$23.2M
$1.14K ﹤0.01%
1,130
-3,952
-78% -$3.1K
SATO icon
8795
Invesco Alerian Galaxy Crypto Economy ETF
SATO
$8.51M
$1.14K ﹤0.01%
70
QMFE
8796
CALL
FT Vest Nasdaq-100 Moderate Buffer ETF - February
QMFE
$49.5M
$1.14K ﹤0.01%
100
-1,000
-91% -$23.8K
VENU
8797
PUT
Venu Holding Corp
VENU
$112M
$1.14K ﹤0.01%
500
+400
+400% +$1.43K
NA
8798
Nano Labs
NA
$49.3M
$1.11K ﹤0.01%
+602
New +$1.38K
NA
8799
PUT
Nano Labs
NA
$49.3M
$1.11K ﹤0.01%
600
GTIM icon
8800
Good Times Restaurants
GTIM
$16M
$1.1K ﹤0.01%
780
+727
+1,372% +$932

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.