Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$88.5M 0.11%
376,260
-16,647
2
$81.2M 0.11%
498,360
-154,820
3
$70.6M 0.09%
224,897
+132,942
4
$38.1M 0.05%
434,640
+297,380
5
$33.6M 0.04%
+94,151
6
$33.4M 0.04%
+143,630
7
$29.9M 0.04%
225,647
+210,236
8
$29.4M 0.04%
78,630
+63,307
9
$27.3M 0.04%
23,056
+3,682
10
$21.4M 0.03%
444,621
+397,827
11
$19M 0.02%
120,420
+40,062
12
$17.6M 0.02%
280,022
+142,641
13
$17.4M 0.02%
406,271
+361,601
14
$17.2M 0.02%
63,140
-20,574
15
$16.8M 0.02%
78,256
-103,092
16
$15.5M 0.02%
+265,388
17
$15.3M 0.02%
+505,785
18
$14.8M 0.02%
355,642
+140,942
19
$14.7M 0.02%
336,410
+73,280
20
$13.1M 0.02%
+218,976
21
$12.8M 0.02%
82,137
+36,147
22
$12.5M 0.02%
142,740
+136,140
23
$11.9M 0.02%
33,653
+5,465
24
$11.9M 0.02%
249,751
+150,593
25
$11.8M 0.02%
33,968
+19,756