Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$392M 10.55%
2,481,314
+1,367,934
2
$210M 5.64%
1,021,727
+772,959
3
$152M 4.09%
551,694
+464,849
4
$129M 3.46%
1,457,996
-1,599,982
5
$126M 3.39%
714,528
+168,881
6
$78.5M 2.11%
13,563
+10,736
7
$75.9M 2.04%
616,179
-37,759
8
$63.5M 1.71%
357,870
+283,043
9
$63.2M 1.7%
278,926
-201,596
10
$61.9M 1.67%
+100,129
11
$58.7M 1.58%
+79,568
12
$56.2M 1.51%
180,167
+144,106
13
$54.7M 1.47%
2,441,452
-938,844
14
$48.5M 1.31%
+342,008
15
$45M 1.21%
333,580
+306,130
16
$41.6M 1.12%
+192,597
17
$37.1M 1%
522,792
-14,487
18
$35.7M 0.96%
+314,372
19
$28.2M 0.76%
301,109
+201,736
20
$27.6M 0.74%
955,457
+869,110
21
$26.2M 0.71%
+85,931
22
$25.4M 0.68%
76,861
-1,441
23
$25.1M 0.68%
1,380,363
+305,953
24
$23.7M 0.64%
+453,315
25
$22.2M 0.6%
645,901
-4,332