Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,559
New
Increased
Reduced
Closed

Top Buys

1 +$49.8M
2 +$24.5M
3 +$23.5M
4
AMZN icon
Amazon
AMZN
+$22.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.5M

Top Sells

1 +$17.4M
2 +$13.5M
3 +$8.62M
4
GS icon
Goldman Sachs
GS
+$8.5M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.39%
3 Healthcare 11.91%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$50.9M 5.24%
+227,870
2
$49.2M 5.06%
427,662
+140,244
3
$44.6M 4.59%
1,539,156
+865,508
4
$28.5M 2.94%
739,300
+474,500
5
$26.7M 2.75%
712,860
+579,260
6
$25.9M 2.67%
+436,206
7
$22.1M 2.27%
308,364
+52,059
8
$17.6M 1.81%
444,560
-55,880
9
$17.2M 1.77%
1,386,430
+1,333,690
10
$13.3M 1.37%
+112,451
11
$10.1M 1.04%
289,733
+229,275
12
$10M 1.03%
6,847
-3,722
13
$9.69M 1%
131,715
+88,040
14
$9.57M 0.99%
92,725
+48,905
15
$9.41M 0.97%
+451,464
16
$8.92M 0.92%
+103,409
17
$8.88M 0.91%
+75,491
18
$8.37M 0.86%
80,279
+3,632
19
$8.32M 0.86%
+51,977
20
$7.76M 0.8%
+174,983
21
$7.5M 0.77%
84,783
+41,049
22
$6.79M 0.7%
+324,524
23
$6.59M 0.68%
67,292
+35,698
24
$6.38M 0.66%
62,021
+61,760
25
$5.47M 0.56%
+65,054