Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$50.9M 3.04%
+227,870
2
$49.2M 2.94%
427,662
+140,244
3
$44.6M 2.66%
1,539,156
+865,508
4
$28.5M 1.7%
739,300
+474,500
5
$26.7M 1.6%
712,860
+579,260
6
$25.9M 1.55%
+436,206
7
$22.1M 1.32%
308,364
+52,059
8
$17.6M 1.05%
444,560
-55,880
9
$17.2M 1.03%
138,643
+133,369
10
$13.3M 0.8%
+112,451
11
$10.1M 0.6%
289,733
+229,275
12
$10M 0.6%
6,847
-3,722
13
$9.69M 0.58%
131,715
+88,040
14
$9.57M 0.57%
92,725
+48,905
15
$9.41M 0.56%
+451,464
16
$8.92M 0.53%
+103,409
17
$8.88M 0.53%
+75,491
18
$8.37M 0.5%
80,279
+3,632
19
$8.32M 0.5%
+51,977
20
$7.76M 0.46%
+174,983
21
$7.5M 0.45%
84,783
+41,049
22
$6.79M 0.41%
+324,524
23
$6.59M 0.39%
67,292
+35,698
24
$6.38M 0.38%
62,021
+61,760
25
$5.47M 0.33%
+65,054