Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$82.5M 0.08%
152,244
+1,664
2
$48.6M 0.05%
601,100
-1,246,180
3
$37.6M 0.04%
1,428,103
-16,328
4
$32.2M 0.03%
1,303,452
+45,810
5
$30.7M 0.03%
383,115
+84,017
6
$29.5M 0.03%
95,532
+7,875
7
$29M 0.03%
143,736
-208
8
$28.4M 0.03%
1,290,659
-20,521
9
$26.6M 0.02%
224,816
-17,563
10
$25.7M 0.02%
237,026
+10,281
11
$23.5M 0.02%
419,762
+31,090
12
$21.9M 0.02%
59,639
+7,224
13
$20.8M 0.02%
93,649
+34,005
14
$20.1M 0.02%
215,308
+190,043
15
$19.5M 0.02%
524,497
-13,737
16
$19.3M 0.02%
801,489
+32,148
17
$19.1M 0.02%
282,168
+34,598
18
$18.8M 0.02%
145,356
-196
19
$18.6M 0.02%
50,302
+8,775
20
$18.3M 0.02%
281,790
+1,990
21
$18.2M 0.02%
357,931
+150,539
22
$17.5M 0.02%
108,657
+50
23
$17.1M 0.02%
223,382
+28,584
24
$17.1M 0.02%
795,502
+21,454
25
$16.7M 0.02%
500,917
-13,825