Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$85.3M 0.08%
150,580
+148,509
2
$38.1M 0.04%
1,444,431
+278,173
3
$37M 0.04%
1,847,280
+1,764,880
4
$33.2M 0.03%
1,257,642
-1,110,827
5
$29.4M 0.03%
143,944
+111,547
6
$29.1M 0.03%
242,379
+163,432
7
$28.5M 0.03%
+1,311,180
8
$26.9M 0.03%
87,657
+63,201
9
$25.4M 0.02%
299,098
+271,788
10
$24.2M 0.02%
226,745
+34,395
11
$22.5M 0.02%
+152,411
12
$21.8M 0.02%
388,672
+272,540
13
$20.7M 0.02%
52,415
+50,534
14
$20M 0.02%
538,234
+285,158
15
$19.4M 0.02%
108,607
+38,082
16
$19.1M 0.02%
145,552
+145,394
17
$18.6M 0.02%
279,800
-77,360
18
$18.5M 0.02%
769,341
+323,353
19
$17.6M 0.02%
514,742
+198,612
20
$16.9M 0.02%
247,570
+243,267
21
$16.4M 0.02%
774,048
+143,168
22
$16.4M 0.02%
99,064
+78,759
23
$15.9M 0.02%
100,708
+58,058
24
$15.2M 0.01%
41,527
-29,867
25
$15.1M 0.01%
194,798
+40,408