Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.73B
AUM Growth
+$372M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,635
New
Increased
Reduced
Closed

Top Buys

1 +$107M
2 +$65.8M
3 +$61.6M
4
AAPL icon
Apple
AAPL
+$51.2M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$50.9M

Top Sells

1 +$25.2M
2 +$24.1M
3 +$22.2M
4
SNOW icon
Snowflake
SNOW
+$17.4M
5
AMD icon
Advanced Micro Devices
AMD
+$17.2M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15%
3 Healthcare 10.21%
4 Financials 8.16%
5 Communication Services 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$138M 0.11%
1,555,416
+574,458
2
$123M 0.1%
2,835,340
+1,416,010
3
$107M 0.08%
+841,102
4
$70.7M 0.06%
412,396
+383,764
5
$64.9M 0.05%
1,955,694
+1,430,473
6
$51.2M 0.04%
+299,259
7
$48.9M 0.04%
836,961
+187,735
8
$46.5M 0.04%
147,215
-24,720
9
$43.8M 0.03%
130,631
+104,312
10
$41.3M 0.03%
700,675
+232,260
11
$40.5M 0.03%
1,478,913
+600,140
12
$35.8M 0.03%
1,103,215
+249,148
13
$32.9M 0.03%
+438,054
14
$32.1M 0.03%
303,391
+7,608
15
$30.3M 0.02%
1,040,609
+394,306
16
$28M 0.02%
212,363
-32,715
17
$26.3M 0.02%
1,750,233
+645,489
18
$24.4M 0.02%
660,300
+107,394
19
$23.6M 0.02%
251,735
+107,053
20
$22.5M 0.02%
111,199
+89,806
21
$22.4M 0.02%
153,335
-15,725
22
$22.1M 0.02%
255,365
-10,434
23
$21.4M 0.02%
+36,377
24
$19.4M 0.02%
100,961
-961
25
$18.9M 0.01%
92,652
+65,646