Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$41.4M 4.81%
+1,497,580
2
$12.3M 1.43%
+85,180
3
$9.92M 1.15%
119,193
+116,013
4
$9.89M 1.15%
+47,905
5
$9.11M 1.06%
+291,383
6
$8.52M 0.99%
+87,434
7
$7.25M 0.84%
38,591
+19,040
8
$6.48M 0.75%
+236,442
9
$5.95M 0.69%
+72,651
10
$5.5M 0.64%
92,291
+91,329
11
$5.22M 0.61%
39,679
+37,116
12
$4.75M 0.55%
174,992
-152,787
13
$4.75M 0.55%
41,185
+15,114
14
$4.67M 0.54%
55,207
+45,853
15
$4.08M 0.47%
+49,250
16
$3.75M 0.44%
35,777
+1,249
17
$3.75M 0.44%
38,154
+2,623
18
$3.7M 0.43%
+13,341
19
$3.69M 0.43%
+63,011
20
$3.58M 0.42%
19,809
+8,487
21
$3.46M 0.4%
266,300
-791,700
22
$3.37M 0.39%
+40,409
23
$3.34M 0.39%
48,185
+27,801
24
$3.17M 0.37%
53,221
+51,331
25
$3.16M 0.37%
+12,655