Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$27.5M 2.01%
+251,486
2
$16.3M 1.2%
+100,469
3
$16.1M 1.18%
511,660
-3,023,060
4
$13.9M 1.02%
+136,073
5
$12.1M 0.89%
97,748
+26,293
6
$11M 0.81%
106,561
-49,455
7
$10.7M 0.78%
324,956
+318,362
8
$10.4M 0.76%
+106,062
9
$10.3M 0.75%
+8,326
10
$10.1M 0.74%
+176,807
11
$10.1M 0.74%
+99,302
12
$8.64M 0.63%
+141,209
13
$8.14M 0.6%
164,185
+145,243
14
$7.45M 0.55%
129,545
+107,768
15
$6.64M 0.49%
112,626
-2,005
16
$6.5M 0.48%
74,649
+47,781
17
$6.12M 0.45%
109,255
+95,923
18
$6.07M 0.45%
43,906
+20,830
19
$5.98M 0.44%
45,833
-65,599
20
$5.67M 0.42%
71,847
+54,765
21
$5.62M 0.41%
+92,192
22
$5.59M 0.41%
51,649
-34,770
23
$5.33M 0.39%
64,004
+63,190
24
$5.23M 0.38%
30,107
-24,312
25
$5.07M 0.37%
89,193
+42,874