Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$128M 0.07%
4,605,985
+3,225,864
2
$104M 0.06%
1,105,966
+994,768
3
$66.7M 0.04%
+345,653
4
$60.2M 0.03%
+1,362,068
5
$57.7M 0.03%
424,287
+227,661
6
$54.4M 0.03%
2,073,125
+191,650
7
$52.5M 0.03%
+108,215
8
$45.6M 0.03%
630,426
-1,129,842
9
$45.4M 0.03%
1,656,014
-418,232
10
$44.4M 0.03%
663,227
+160,648
11
$43.9M 0.03%
+243,264
12
$41.2M 0.02%
+884,677
13
$41.1M 0.02%
390,036
+263,324
14
$37.8M 0.02%
+248,304
15
$36.9M 0.02%
+263,351
16
$35.5M 0.02%
388,024
+296,303
17
$35M 0.02%
264,170
+46,990
18
$34.5M 0.02%
292,496
-84,212
19
$33.4M 0.02%
+1,469,127
20
$33M 0.02%
+1,460,702
21
$31.8M 0.02%
+99,293
22
$31.7M 0.02%
634,238
+567,896
23
$30.6M 0.02%
853,808
+301,998
24
$29.3M 0.02%
906,491
+309,754
25
$28.1M 0.02%
+36,141