Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$481M
AUM Growth
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,903
New
Increased
Reduced
Closed

Top Buys

1 +$32.9M
2 +$30.1M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$16.2M

Top Sells

No sells this quarter

Sector Composition

1 Consumer Discretionary 23.68%
2 Technology 19.11%
3 Healthcare 14.31%
4 Energy 9.3%
5 Communication Services 8.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$32.9M 3.99%
+1,193,152
2
$30.1M 3.65%
+319,426
3
$29M 3.51%
+25,402
4
$25.6M 3.1%
+1,650,300
5
$16.2M 1.96%
+70,928
6
$14.5M 1.75%
+1,058,000
7
$11.5M 1.39%
+327,779
8
$8.44M 1.02%
+181,622
9
$8.27M 1%
+96,023
10
$7.55M 0.91%
+210,507
11
$6.77M 0.82%
+44,162
12
$4M 0.49%
+79,298
13
$4M 0.48%
+81,285
14
$3.79M 0.46%
+19,551
15
$3.58M 0.43%
+45,819
16
$3.55M 0.43%
+34,528
17
$3.53M 0.43%
+13,717
18
$3.49M 0.42%
+60,051
19
$3.48M 0.42%
+56,880
20
$3.38M 0.41%
+68,778
21
$3.21M 0.39%
+76,030
22
$3.18M 0.39%
+44,960
23
$2.96M 0.36%
+39,665
24
$2.92M 0.35%
+26,071
25
$2.7M 0.33%
+32,709