Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,542
New
Increased
Reduced
Closed

Top Buys

1 +$40.4M
2 +$23.1M
3 +$21.5M
4
WFC icon
Wells Fargo
WFC
+$20.8M
5
MU icon
Micron Technology
MU
+$20M

Top Sells

1 +$21.4M
2 +$15.7M
3 +$14.4M
4
LLY icon
Eli Lilly
LLY
+$10.5M
5
IBB icon
iShares Biotechnology ETF
IBB
+$8.06M

Sector Composition

1 Technology 14.18%
2 Communication Services 13.47%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$70.8M 4.46%
300,183
+72,313
2
$56.8M 3.58%
399,955
-27,707
3
$40.5M 2.55%
976,360
+237,060
4
$38.5M 2.43%
167,448
+167,148
5
$38.1M 2.4%
1,061,444
-477,712
6
$32.5M 2.05%
479,046
+170,682
7
$31.9M 2.01%
719,900
+7,040
8
$30.1M 1.9%
16,920
+10,073
9
$26.2M 1.65%
9,637,120
+8,667,160
10
$24.5M 1.55%
849,207
+820,298
11
$21.7M 1.37%
+179,511
12
$21.5M 1.36%
1,455,640
+69,210
13
$20.8M 1.31%
664,347
+567,805
14
$20.4M 1.28%
+365,792
15
$18.5M 1.16%
235,318
+218,456
16
$17.4M 1.1%
411,620
-32,940
17
$16.9M 1.07%
82,084
+81,946
18
$16.3M 1.03%
+249,834
19
$15.8M 1%
270,436
+202,195
20
$13.2M 0.83%
+184,406
21
$12.5M 0.79%
+356,626
22
$11.9M 0.75%
+71,515
23
$11.8M 0.74%
223,386
+130,606
24
$11.1M 0.7%
+472,345
25
$10.7M 0.67%
+145,573