Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$70.8M 3.06%
300,183
+72,313
2
$56.8M 2.46%
399,955
-27,707
3
$40.5M 1.75%
976,360
+237,060
4
$38.5M 1.66%
167,448
+167,148
5
$38.1M 1.65%
1,061,444
-477,712
6
$32.5M 1.41%
479,046
+170,682
7
$31.9M 1.38%
719,900
+7,040
8
$30.1M 1.3%
16,920
+10,073
9
$26.2M 1.14%
9,637,120
+8,667,160
10
$24.5M 1.06%
849,207
+820,298
11
$21.7M 0.94%
+179,511
12
$21.5M 0.93%
145,564
+6,921
13
$20.8M 0.9%
664,347
+567,805
14
$20.4M 0.88%
+365,792
15
$18.5M 0.8%
235,318
+218,456
16
$17.4M 0.76%
411,620
-32,940
17
$16.9M 0.73%
82,084
+81,946
18
$16.3M 0.7%
+249,834
19
$15.8M 0.68%
270,436
+202,195
20
$13.2M 0.57%
+184,406
21
$12.5M 0.54%
+178,313
22
$11.9M 0.52%
+71,515
23
$11.8M 0.51%
223,386
+130,606
24
$11.1M 0.48%
+472,345
25
$10.7M 0.46%
+145,573