Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$622M 0.35%
2,484,516
+2,341,403
2
$82.5M 0.05%
+285,022
3
$71.6M 0.04%
3,570,940
+2,012,704
4
$54.2M 0.03%
403,972
-967,442
5
$49M 0.03%
578,106
-281,105
6
$48.4M 0.03%
687,484
+398,558
7
$48.1M 0.03%
398,387
+159,630
8
$44.7M 0.03%
590,924
+391,360
9
$41.6M 0.02%
1,566,653
+1,303,687
10
$39.4M 0.02%
+77,023
11
$37M 0.02%
612,858
+601,521
12
$32.8M 0.02%
359,550
+327,635
13
$28.2M 0.02%
1,817,987
+511,272
14
$27.3M 0.02%
1,000,338
+235,607
15
$27.3M 0.02%
+302,694
16
$25.3M 0.01%
679,212
+488,435
17
$25.1M 0.01%
98,895
+46,077
18
$24.5M 0.01%
697,346
+678,897
19
$24.1M 0.01%
+306,276
20
$24M 0.01%
87,055
+82,528
21
$23.1M 0.01%
1,178,669
+617,987
22
$22.9M 0.01%
185,802
-81,947
23
$22.2M 0.01%
263,179
+58,389
24
$21M 0.01%
222,215
+109,360
25
$20.5M 0.01%
457,466
-80,720