Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$409M 0.43%
2,991,485
+1,890,474
2
$82.8M 0.09%
759,980
+616,800
3
$81.1M 0.09%
233,760
+218,346
4
$70.4M 0.07%
612,846
-40,075
5
$69.9M 0.07%
249,524
+155,328
6
$67.7M 0.07%
600,999
+363,295
7
$59.4M 0.06%
+543,540
8
$52.5M 0.06%
641,960
+315,477
9
$48.2M 0.05%
298,879
+166,678
10
$46.2M 0.05%
1,234,059
+1,223,659
11
$44.6M 0.05%
+1,313,853
12
$37.5M 0.04%
+167,280
13
$36.6M 0.04%
524,532
+373,373
14
$34.3M 0.04%
90,501
+65,904
15
$33.8M 0.04%
+171,510
16
$30.6M 0.03%
288,007
+207,267
17
$28.1M 0.03%
367,833
+33,305
18
$25.2M 0.03%
221,307
+123,259
19
$24.9M 0.03%
327,504
+236,567
20
$22.6M 0.02%
943,646
+330,478
21
$22M 0.02%
+152,222
22
$21.9M 0.02%
888,135
+693,441
23
$21.9M 0.02%
+183,093
24
$20.7M 0.02%
+656,918
25
$20.3M 0.02%
1,337,660
+125,910