Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.5B
AUM Growth
+$480M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,620
New
Increased
Reduced
Closed

Top Buys

1 +$80M
2 +$45.3M
3 +$38.8M
4
AMZN icon
Amazon
AMZN
+$38.6M
5
TSLA icon
Tesla
TSLA
+$36M

Top Sells

1 +$46.4M
2 +$29.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
NVDA icon
NVIDIA
NVDA
+$14.3M

Sector Composition

1 Technology 22.73%
2 Consumer Discretionary 17.54%
3 Communication Services 10.03%
4 Healthcare 9.29%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$80M 0.18%
+1,090,316
2
$51.6M 0.11%
771,680
+579,960
3
$46M 0.1%
497,420
+418,200
4
$45.8M 0.1%
337,745
+334,545
5
$37.5M 0.08%
1,344,840
+1,290,795
6
$35M 0.08%
108,219
+23,971
7
$29.6M 0.06%
+139,094
8
$29.2M 0.06%
4,964,040
-2,438,000
9
$23M 0.05%
+259,224
10
$20.4M 0.04%
96,177
-218,634
11
$18.3M 0.04%
+242,178
12
$17.5M 0.04%
+251,515
13
$15.6M 0.03%
934,300
+687,450
14
$13.7M 0.03%
435,070
+215,380
15
$13.6M 0.03%
+296,533
16
$13.2M 0.03%
+150,028
17
$12M 0.03%
66,495
+60,422
18
$11.9M 0.03%
54,615
+45,243
19
$10.8M 0.02%
+152,942
20
$10.7M 0.02%
+33,147
21
$9.72M 0.02%
69,878
-9,725
22
$9.44M 0.02%
73,692
+60,042
23
$9.36M 0.02%
+173,975
24
$8.93M 0.02%
137,397
+66,439
25
$8.86M 0.02%
+131,438