Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.51B
AUM Growth
-$75.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,525
New
Increased
Reduced
Closed

Top Buys

1 +$84.3M
2 +$37M
3 +$32.3M
4
MU icon
Micron Technology
MU
+$29.4M
5
QCOM icon
Qualcomm
QCOM
+$18M

Top Sells

1 +$29.8M
2 +$29.3M
3 +$27.7M
4
BKNG icon
Booking.com
BKNG
+$26M
5
T icon
AT&T
T
+$20.8M

Sector Composition

1 Technology 20.65%
2 Communication Services 17.64%
3 Consumer Discretionary 14.77%
4 Healthcare 11.1%
5 Financials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$119M 5.17%
2,461,120
+1,741,220
2
$56.1M 2.44%
1,207,840
+796,220
3
$54.8M 2.38%
1,834,712
+985,505
4
$49.3M 2.14%
13,652,200
+4,015,080
5
$48.7M 2.12%
1,353,804
+292,360
6
$48.6M 2.11%
1,070,620
+94,260
7
$42.8M 1.86%
176,879
-123,304
8
$41.1M 1.79%
272,347
-127,608
9
$33.6M 1.46%
224,795
+79,231
10
$32.3M 1.4%
+187,633
11
$22.8M 0.99%
412,414
+326,465
12
$18.8M 0.82%
105,026
+64,893
13
$16M 0.69%
238,716
+120,132
14
$15.9M 0.69%
82,269
+64,141
15
$15.2M 0.66%
+221,193
16
$15.1M 0.66%
251,220
+164,675
17
$14.7M 0.64%
223,695
+177,787
18
$13.7M 0.59%
316,653
+153,369
19
$13.2M 0.57%
+26,921
20
$12.1M 0.53%
129,014
+37,859
21
$11.5M 0.5%
518,988
+427,396
22
$11.3M 0.49%
93,310
+74,133
23
$10.7M 0.47%
91,017
+65,218
24
$10.2M 0.44%
96,122
+26,602
25
$9.98M 0.43%
76,819
+4,126