Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.54B
AUM Growth
+$399M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,626
New
Increased
Reduced
Closed

Top Buys

1 +$35.2M
2 +$32.9M
3 +$29.5M
4
NVDA icon
NVIDIA
NVDA
+$22.9M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22M

Top Sells

1 +$34.8M
2 +$33.4M
3 +$19.8M
4
NFLX icon
Netflix
NFLX
+$17.7M
5
TWTR
Twitter, Inc.
TWTR
+$13.5M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15.24%
3 Communication Services 12%
4 Financials 10.18%
5 Industrials 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$45M 0.18%
529,440
-393,300
2
$45M 0.18%
857,462
+627,573
3
$44.4M 0.17%
959,700
+760,724
4
$43.2M 0.17%
231,691
+158,231
5
$42.2M 0.17%
173,733
+90,620
6
$35.1M 0.14%
89,753
-45,343
7
$25M 0.1%
74,606
+62,446
8
$24.9M 0.1%
4,201,720
+3,868,080
9
$21M 0.08%
86,165
+41,406
10
$21M 0.08%
421,923
+415,218
11
$19.7M 0.08%
145,200
+84,482
12
$18M 0.07%
318,340
-38,620
13
$16.3M 0.06%
+291,860
14
$15.7M 0.06%
80,705
-17,166
15
$15.3M 0.06%
82,609
+1,840
16
$15.3M 0.06%
114,380
+68,404
17
$15.1M 0.06%
661,125
-863,910
18
$14M 0.06%
295,989
+246,653
19
$13.4M 0.05%
161,921
+98,154
20
$12.2M 0.05%
77,996
+36,234
21
$12.2M 0.05%
87,301
+67,914
22
$11.8M 0.05%
+99,473
23
$11.3M 0.04%
46,438
+12,487
24
$11.1M 0.04%
179,662
+167,325
25
$10.6M 0.04%
+230,449