Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$66.8M 2.94%
922,740
-993,680
2
$39.9M 1.75%
135,096
+83,625
3
$34.8M 1.53%
367,986
+193,736
4
$27.1M 1.19%
+1,525,035
5
$20.1M 0.88%
+83,113
6
$18.5M 0.81%
356,960
-145,400
7
$15.6M 0.69%
97,871
+52,860
8
$15.5M 0.68%
88,617
+5,418
9
$14.8M 0.65%
80,769
+80,616
10
$14.7M 0.64%
73,460
+8,821
11
$12M 0.53%
229,889
-914,544
12
$11.6M 0.51%
209,004
+187,363
13
$10.9M 0.48%
168,323
+149,648
14
$10.2M 0.45%
+188,009
15
$10.2M 0.45%
1,014,115
+698,706
16
$9.67M 0.43%
+44,759
17
$9.33M 0.41%
+84,819
18
$9.08M 0.4%
+313,108
19
$9.01M 0.4%
+88,939
20
$8.95M 0.39%
60,718
+39,002
21
$8.76M 0.39%
190,954
+174,159
22
$8.69M 0.38%
+78,716
23
$8.36M 0.37%
93,724
-186,470
24
$8.35M 0.37%
198,976
-141,400
25
$8.01M 0.35%
297,528
-98,585