Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$167M 0.1%
1,371,414
+203,634
2
$95.7M 0.06%
710,095
+336,010
3
$91.2M 0.05%
859,211
+59,965
4
$49.5M 0.03%
+325,328
5
$47.9M 0.03%
1,408,501
+427,383
6
$42.5M 0.02%
+98,740
7
$39.2M 0.02%
238,757
+132,734
8
$38.3M 0.02%
267,749
+122,552
9
$36.6M 0.02%
1,558,236
-1,241,514
10
$35.3M 0.02%
8,376
+4,738
11
$33.8M 0.02%
538,186
+206,064
12
$33.3M 0.02%
+143,113
13
$31.2M 0.02%
354,871
+263,282
14
$28.1M 0.02%
764,731
+691,876
15
$26M 0.02%
1,306,715
-1,321,734
16
$25.1M 0.01%
+113,827
17
$23.5M 0.01%
1,002,580
-27,274
18
$21.6M 0.01%
204,790
-170,513
19
$21.2M 0.01%
425,197
+98,366
20
$21M 0.01%
+407,778
21
$20.1M 0.01%
311,122
+207,494
22
$20M 0.01%
115,312
-232,839
23
$20M 0.01%
153,903
+22,513
24
$19.1M 0.01%
73,453
+36,327
25
$18.4M 0.01%
+463,105