Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$148M
2 +$67.3M
3 +$63.2M
4
GS icon
Goldman Sachs
GS
+$23.9M
5
C icon
Citigroup
C
+$23.1M

Top Sells

1 +$47.5M
2 +$46M
3 +$44.5M
4
MU icon
Micron Technology
MU
+$29.1M
5
ADBE icon
Adobe
ADBE
+$22.2M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.41%
4 Industrials 9.25%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$211M 12.37%
2,107,380
+1,577,940
2
$70.7M 4.14%
429,889
+349,184
3
$69.1M 4.05%
+371,806
4
$37.3M 2.19%
997,240
+99,710
5
$32.2M 1.89%
4,579,600
+377,880
6
$31.9M 1.87%
533,740
+241,880
7
$30.2M 1.77%
134,493
+102,678
8
$26.5M 1.56%
71,366
-3,240
9
$24.6M 1.44%
343,216
+326,477
10
$23.3M 1.36%
101,716
+55,278
11
$22M 1.29%
222,579
+42,917
12
$21.4M 1.26%
+127,252
13
$16.5M 0.97%
+386,079
14
$16M 0.94%
218,897
+194,280
15
$14.8M 0.87%
244,900
-73,440
16
$14.5M 0.85%
89,087
+43,563
17
$13.3M 0.78%
166,804
+71,066
18
$12.7M 0.74%
280,441
-577,021
19
$11.9M 0.7%
454,620
+203,373
20
$11.4M 0.67%
74,592
-70,608
21
$10.2M 0.6%
+42,209
22
$10.1M 0.59%
165,897
+144,052
23
$9.8M 0.57%
344,228
+341,428
24
$9.57M 0.56%
21,279
+4,815
25
$8.71M 0.51%
+54,765