Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$111M 0.18%
665,941
+453,711
2
$95.4M 0.15%
385,321
+345,061
3
$74.2M 0.12%
1,030,380
+69,180
4
$42.9M 0.07%
4,515,120
+4,487,120
5
$41.1M 0.07%
+90,331
6
$40.5M 0.06%
+665,841
7
$33.4M 0.05%
164,348
+164,298
8
$31M 0.05%
846,321
+658,697
9
$28.5M 0.05%
255,921
+246,718
10
$24.3M 0.04%
476,323
+475,823
11
$23.7M 0.04%
251,803
+24,343
12
$23.1M 0.04%
+107,275
13
$22.4M 0.04%
+425,145
14
$21.5M 0.03%
+94,874
15
$20.2M 0.03%
17,925
+1,372
16
$20.1M 0.03%
192,050
+44,284
17
$19.9M 0.03%
836,570
+440,865
18
$19M 0.03%
610,939
-74,020
19
$19M 0.03%
820,344
+820,144
20
$18.7M 0.03%
114,341
+76,441
21
$18.4M 0.03%
+249,497
22
$18.1M 0.03%
151,024
+52,716
23
$18.1M 0.03%
387,234
+332,980
24
$17.1M 0.03%
+747,305
25
$14.9M 0.02%
530,080
+446,818