Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$101M 0.11%
+432,062
2
$82.2M 0.09%
6,771,670
+5,434,010
3
$68.6M 0.08%
717,124
-42,856
4
$60.1M 0.07%
586,307
-26,539
5
$57.7M 0.07%
1,384,414
+1,244,162
6
$56.2M 0.06%
538,019
-62,980
7
$51.7M 0.06%
194,950
+27,670
8
$45.8M 0.05%
171,339
+159,961
9
$44.4M 0.05%
287,272
+254,904
10
$43.9M 0.05%
2,274,018
+1,330,372
11
$42.6M 0.05%
159,553
-89,971
12
$40.9M 0.05%
1,581,551
+267,698
13
$37.4M 0.04%
+855,584
14
$31M 0.04%
526,601
+482,899
15
$29.1M 0.03%
1,182,799
+854,950
16
$27M 0.03%
238,592
-49,415
17
$24.8M 0.03%
127,150
+77,146
18
$24.7M 0.03%
1,023,577
+470,563
19
$24.1M 0.03%
250,975
-292,565
20
$23.8M 0.03%
+153,940
21
$23.5M 0.03%
1,518,803
+871,670
22
$20.9M 0.02%
688,487
+31,569
23
$17.7M 0.02%
165,753
+39,910
24
$17.5M 0.02%
+209,199
25
$17.5M 0.02%
917,452
+29,317