Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$58.5M
2 +$56.5M
3 +$44.1M
4
AAPL icon
Apple
AAPL
+$20.3M
5
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$12.7M

Top Sells

1 +$109M
2 +$62.3M
3 +$36.2M
4
GS icon
Goldman Sachs
GS
+$27.1M
5
BA icon
Boeing
BA
+$24.7M

Sector Composition

1 Communication Services 14.74%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$82.3M 7.19%
1,589,140
+1,055,400
2
$69.5M 6.08%
519,225
+391,973
3
$59.6M 5.21%
793,180
-1,314,200
4
$40.9M 3.58%
+163,699
5
$26M 2.27%
971,630
-25,610
6
$24M 2.1%
155,534
-216,272
7
$19.6M 1.71%
496,528
+419,440
8
$18.2M 1.59%
762,502
+486,634
9
$14.1M 1.23%
250,964
+28,385
10
$12M 1.05%
+91,061
11
$10.5M 0.92%
98,989
+91,217
12
$9.6M 0.84%
97,069
+52,398
13
$8.45M 0.74%
193,638
+130,318
14
$8.38M 0.73%
2,511,320
-2,068,280
15
$8.29M 0.73%
105,132
+67,026
16
$7.96M 0.7%
220,580
+54,683
17
$7.51M 0.66%
245,080
+26,183
18
$7.11M 0.62%
64,911
+31,038
19
$6.94M 0.61%
119,172
+86,165
20
$6.64M 0.58%
132,989
+77,535
21
$6.44M 0.56%
+133,770
22
$6.25M 0.55%
+163,714
23
$6.19M 0.54%
36,828
+31,401
24
$6.06M 0.53%
167,029
+99,415
25
$5.97M 0.52%
117,621
+39,383