Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$136M 0.09%
1,760,268
+1,504,903
2
$117M 0.08%
839,689
+698,693
3
$92.2M 0.06%
1,861,240
-974,100
4
$73.4M 0.05%
+812,984
5
$59.9M 0.04%
2,074,246
+1,033,637
6
$55.3M 0.04%
1,075,290
+889,575
7
$50.8M 0.03%
1,881,475
+1,538,736
8
$50.6M 0.03%
798,823
+98,148
9
$40.4M 0.03%
153,687
+42,488
10
$39.7M 0.03%
1,380,121
-575,573
11
$38.3M 0.02%
1,594,712
+1,022,915
12
$37M 0.02%
252,247
+98,912
13
$34.8M 0.02%
320,078
+131,684
14
$33.3M 0.02%
1,839,464
+772,822
15
$32.1M 0.02%
+376,708
16
$31.8M 0.02%
+127,962
17
$30.9M 0.02%
502,579
-334,382
18
$29.8M 0.02%
+199,869
19
$29.4M 0.02%
+560,455
20
$28.6M 0.02%
543,483
+429,486
21
$27.9M 0.02%
61,035
+59,060
22
$26.7M 0.02%
+132,945
23
$24.3M 0.02%
+140,831
24
$24.2M 0.02%
+217,180
25
$22.8M 0.01%
551,810
-108,490