Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$86.9M
2 +$25.5M
3 +$12.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$12.3M
5
RHT
Red Hat Inc
RHT
+$11.4M

Top Sells

1 +$66M
2 +$60.3M
3 +$33.9M
4
AAPL icon
Apple
AAPL
+$21.1M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

1 Communication Services 17.01%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$120M 9.78%
667,812
+512,278
2
$57.8M 4.71%
984,700
-604,440
3
$41.1M 3.35%
145,460
-18,239
4
$34.8M 2.84%
976,930
+5,300
5
$25.4M 2.07%
+228,471
6
$18.1M 1.47%
118,086
-401,139
7
$17.6M 1.43%
106,674
+73,786
8
$13.8M 1.12%
233,780
+218,100
9
$11.8M 0.96%
64,525
+63,525
10
$11.7M 0.95%
285,708
+121,994
11
$11.5M 0.94%
153,825
-97,139
12
$11.3M 0.92%
+81,179
13
$11.3M 0.92%
142,874
+137,910
14
$10.5M 0.86%
+83,024
15
$10.4M 0.85%
+65,976
16
$8.53M 0.69%
+181,937
17
$8.53M 0.69%
71,450
-25,619
18
$8.03M 0.65%
1,789,080
-722,240
19
$7.32M 0.6%
+40,532
20
$6.6M 0.54%
+44,463
21
$6.58M 0.54%
132,178
-34,851
22
$6.43M 0.52%
+194,538
23
$6.42M 0.52%
+33,753
24
$6.3M 0.51%
+198,358
25
$6.26M 0.51%
102,708
+48,244