Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.02B
AUM Growth
-$102M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,607
New
Increased
Reduced
Closed

Top Buys

1 +$48.9M
2 +$25.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
FDX icon
FedEx
FDX
+$13.6M

Top Sells

1 +$62.1M
2 +$36.4M
3 +$17.5M
4
NFLX icon
Netflix
NFLX
+$16.3M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.6M

Sector Composition

1 Consumer Discretionary 16.74%
2 Technology 16.32%
3 Healthcare 12.17%
4 Industrials 12.14%
5 Communication Services 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$52.6M 0.15%
314,811
+292,680
2
$32.2M 0.09%
7,402,040
-1,529,200
3
$29.8M 0.08%
78,444
+67,929
4
$22.5M 0.06%
84,248
-60,779
5
$18.2M 0.05%
+131,281
6
$15.8M 0.05%
+68,075
7
$13.6M 0.04%
93,530
+93,430
8
$13.3M 0.04%
+49,244
9
$11.7M 0.03%
191,720
-1,018,620
10
$10.9M 0.03%
5,545
+5,231
11
$10.6M 0.03%
+79,603
12
$10.3M 0.03%
27,389
+24,532
13
$10.2M 0.03%
68,744
-26,129
14
$9.9M 0.03%
+95,624
15
$9.71M 0.03%
164,059
+37,236
16
$9.15M 0.03%
+33,117
17
$9M 0.03%
104,747
-32,002
18
$8.91M 0.03%
143,833
+49,881
19
$8.13M 0.02%
67,347
+54,638
20
$7.38M 0.02%
+261,772
21
$7.3M 0.02%
37,738
+15,455
22
$7.15M 0.02%
65,747
+53,100
23
$6.88M 0.02%
+79,220
24
$6.76M 0.02%
158,418
+103,389
25
$6.75M 0.02%
252,744
+213,278