Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$65.4M 0.18%
1,210,340
+225,640
2
$53.3M 0.15%
145,027
+47,334
3
$36.7M 0.1%
8,931,240
+7,142,160
4
$36.4M 0.1%
234,093
+116,007
5
$24.2M 0.07%
312,726
+297,790
6
$14.4M 0.04%
94,873
+28,897
7
$14M 0.04%
+105,724
8
$14M 0.04%
320,145
+34,437
9
$12.3M 0.03%
43,725
+40,197
10
$11.2M 0.03%
136,749
+104,904
11
$10.5M 0.03%
55,893
-8,632
12
$10.4M 0.03%
71,264
+51,519
13
$9.45M 0.03%
47,994
+21,514
14
$9.41M 0.03%
84,205
+50,727
15
$9.15M 0.03%
201,734
+87,641
16
$8.59M 0.02%
76,148
+46,564
17
$8.22M 0.02%
+39,584
18
$8.17M 0.02%
22,476
+17,135
19
$8.1M 0.02%
154,858
+22,680
20
$8.08M 0.02%
126,823
+29,554
21
$7.77M 0.02%
189,098
+124,586
22
$7.46M 0.02%
+474
23
$6.81M 0.02%
93,952
-59,873
24
$6.64M 0.02%
452,850
+447,850
25
$6.41M 0.02%
24,176
+9,869