Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,589
New
Increased
Reduced
Closed

Top Buys

1 +$29.6M
2 +$22.6M
3 +$17.9M
4
NFLX icon
Netflix
NFLX
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M

Top Sells

1 +$123M
2 +$40.6M
3 +$25.6M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.2M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.35%
4 Industrials 9.85%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$65.4M 5.81%
1,210,340
+225,640
2
$53.3M 4.73%
1,450,270
+473,340
3
$36.7M 3.26%
8,931,240
+7,142,160
4
$36.4M 3.23%
234,093
+116,007
5
$24.2M 2.15%
312,726
+297,790
6
$14.4M 1.28%
94,873
+28,897
7
$14M 1.25%
+105,724
8
$14M 1.24%
320,145
+34,437
9
$12.3M 1.1%
43,725
+40,197
10
$11.2M 1%
136,749
+104,904
11
$10.5M 0.93%
55,893
-8,632
12
$10.4M 0.93%
71,264
+51,519
13
$9.45M 0.84%
47,994
+21,514
14
$9.41M 0.84%
84,205
+50,727
15
$9.15M 0.81%
201,734
+87,641
16
$8.59M 0.76%
76,148
+46,564
17
$8.22M 0.73%
+39,584
18
$8.17M 0.73%
22,476
+17,135
19
$8.1M 0.72%
154,858
+22,680
20
$8.08M 0.72%
253,646
+59,108
21
$7.77M 0.69%
189,098
+124,586
22
$7.46M 0.66%
+95
23
$6.81M 0.61%
93,952
-59,873
24
$6.64M 0.59%
452,850
+447,850
25
$6.41M 0.57%
24,176
+9,869