Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$701M
AUM Growth
+$54.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,490
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$18.4M
3 +$17.9M
4
CMG icon
Chipotle Mexican Grill
CMG
+$14.9M
5
AMZN icon
Amazon
AMZN
+$13M

Top Sells

1 +$27.5M
2 +$13.7M
3 +$12.1M
4
NFLX icon
Netflix
NFLX
+$10.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.7M

Sector Composition

1 Consumer Discretionary 17.29%
2 Healthcare 13.74%
3 Technology 12.76%
4 Communication Services 12.12%
5 Industrials 10.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$36.1M 2.83%
1,373,688
+1,218,084
2
$20.6M 1.61%
16,169
+7,843
3
$20.2M 1.58%
198,799
+180,631
4
$17.9M 1.4%
+198,479
5
$14.9M 1.16%
+1,548,150
6
$14.5M 1.14%
138,261
+2,188
7
$13.4M 1.05%
353,640
-158,020
8
$13.3M 1.04%
163,219
+50,593
9
$13M 1.02%
+385,500
10
$9.19M 0.72%
90,841
-15,221
11
$8.8M 0.69%
207,873
+200,706
12
$8.78M 0.69%
104,172
+29,523
13
$8.15M 0.64%
77,873
+75,873
14
$8M 0.63%
147,919
+96,692
15
$7.51M 0.59%
+131,438
16
$7.34M 0.57%
100,846
+59,633
17
$7.26M 0.57%
48,663
+36,762
18
$7.03M 0.55%
303,623
+235,120
19
$7M 0.55%
38,823
+8,716
20
$6.9M 0.54%
225,434
+221,003
21
$6.6M 0.52%
95,430
+54,939
22
$6.47M 0.51%
124,994
-39,191
23
$5.52M 0.43%
+142,000
24
$5.51M 0.43%
88,969
-224
25
$5.41M 0.42%
+61,525