Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$781M
AUM Growth
-$9.81M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$17.3M
2 +$15.2M
3 +$14.9M
4
BKNG icon
Booking.com
BKNG
+$14.7M
5
WFC icon
Wells Fargo
WFC
+$12.9M

Top Sells

1 +$38.3M
2 +$30.7M
3 +$15.2M
4
CELG
Celgene Corp
CELG
+$12.6M
5
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$10.4M

Sector Composition

1 Communication Services 15.83%
2 Healthcare 15.64%
3 Consumer Discretionary 12.92%
4 Technology 11.44%
5 Financials 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$36.9M 4.72%
287,418
+61,492
2
$20.3M 2.6%
256,305
+212,451
3
$20.1M 2.58%
500,440
+381,380
4
$19M 2.44%
673,648
+573,208
5
$17.4M 2.23%
91,241
-79,556
6
$15.6M 1.99%
+10,569
7
$13.7M 1.75%
43,761
-12,706
8
$12.4M 1.58%
126,843
+108,404
9
$11.9M 1.53%
+269,446
10
$10.3M 1.32%
+264,800
11
$8.62M 1.1%
105,918
+97,056
12
$8.15M 1.04%
+93,358
13
$7.12M 0.91%
+76,647
14
$6.8M 0.87%
42,173
+8,020
15
$6.29M 0.81%
+198,469
16
$6.24M 0.8%
736,650
-195,950
17
$6.12M 0.78%
132,953
+128,295
18
$5.99M 0.77%
62,635
+34,726
19
$5.59M 0.72%
+133,600
20
$5.58M 0.71%
356,312
+218,038
21
$5.55M 0.71%
67,085
-112,443
22
$5.47M 0.7%
127,531
-166,664
23
$5.28M 0.68%
97,492
-37,080
24
$5.23M 0.67%
45,329
+649
25
$5.17M 0.66%
307,677
-28,715