Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
+$126M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,534
New
Increased
Reduced
Closed

Top Buys

1 +$44.9M
2 +$31.7M
3 +$26.1M
4
BKNG icon
Booking.com
BKNG
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.2M

Top Sells

1 +$42.8M
2 +$32.3M
3 +$21.9M
4
MU icon
Micron Technology
MU
+$21.2M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$17.7M

Sector Composition

1 Consumer Discretionary 21.41%
2 Technology 19.71%
3 Communication Services 17.68%
4 Healthcare 6.08%
5 Financials 5.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1
$163M 6.66%
3,394,680
+933,560
2
$69.5M 2.84%
1,450,260
+379,640
3
$68.2M 2.79%
15,267,560
+1,615,360
4
$57.5M 2.35%
1,493,552
+139,748
5
$50.9M 2.08%
1,294,758
-539,954
6
$41.1M 1.68%
843,520
-364,320
7
$37.9M 1.55%
221,591
-50,756
8
$31.7M 1.3%
+214,170
9
$29.6M 1.21%
163,133
-61,662
10
$27.7M 1.13%
270,770
+254,534
11
$27.3M 1.11%
14,911
+11,871
12
$25.1M 1.03%
476,280
+225,060
13
$21.1M 0.86%
169,292
+99,539
14
$17.9M 0.73%
+70,408
15
$16.1M 0.66%
707,775
+700,440
16
$16M 0.66%
420,138
+302,949
17
$15.8M 0.64%
100,617
+91,745
18
$15.6M 0.64%
90,380
+83,819
19
$15.5M 0.63%
+110,732
20
$13.5M 0.55%
+107,688
21
$13M 0.53%
251,292
-161,122
22
$12.8M 0.52%
+133,924
23
$12.3M 0.5%
61,786
-20,483
24
$11.4M 0.46%
+81,864
25
$10.4M 0.42%
93,367
+54,421