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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NATR icon
8826
Nature's Sunshine
NATR
$247M
$1K ﹤0.01%
46
-100
-68% -$2.33K
KVHI icon
8827
CALL
KVH Industries
KVHI
$131M
$991 ﹤0.01%
+100
New +$957
EPI icon
8828
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$983 ﹤0.01%
+23
New +$981
KPTI icon
8829
CALL
Karyopharm Therapeutics
KPTI
$40.6M
$977 ﹤0.01%
100
-270,600
-100% -$2.35M
RAIL icon
8830
PUT
FreightCar America
RAIL
$233M
$974 ﹤0.01%
100
-67,100
-100% -$565K
KRG icon
8831
Kite Realty
KRG
$5.2B
$964 ﹤0.01%
+34
New +$914
CLYM
8832
Climb Bio
CLYM
$891M
$964 ﹤0.01%
+74
New +$764
MFG icon
8833
PUT
Mizuho Financial
MFG
$136B
$958 ﹤0.01%
+100
New +$898
TELA icon
8834
TELA Bio
TELA
$36.9M
$957 ﹤0.01%
1,276
+1,133
+792% +$927
XYZY
8835
YieldMax XYZ Option Income Strategy ETF
XYZY
$35.8M
$954 ﹤0.01%
+37
New +$983
YSG
8836
CALL
Yatsen Holding
YSG
$250M
$951 ﹤0.01%
+300
New +$907
GBTG icon
8837
CALL
American Express Global Business Travel
GBTG
$4.95B
$939 ﹤0.01%
+100
New +$811
MCGA
8838
Yorkville Acquisition Corp
MCGA
$244M
$939 ﹤0.01%
+92
New +$938
OTLY
8839
PUT
Oatly Group
OTLY
$449M
$935 ﹤0.01%
100
-3,300
-97% -$34K
PHYS icon
8840
Sprott Physical Gold
PHYS
$15.9B
$935 ﹤0.01%
31
-8
-21% -$273
CTEV
8841
Claritev Corp
CTEV
$651M
$920 ﹤0.01%
+27
New +$661
TELA icon
8842
PUT
TELA Bio
TELA
$36.9M
$900 ﹤0.01%
1,200
DOUG icon
8843
CALL
Douglas Elliman
DOUG
$165M
$885 ﹤0.01%
+500
New +$896
MH
8844
McGraw Hill
MH
$2.55B
$880 ﹤0.01%
+93
New +$1.12K
CERS icon
8845
PUT
Cerus
CERS
$522M
$876 ﹤0.01%
+300
New +$728
FLJP icon
8846
Franklin FTSE Japan ETF
FLJP
$4.19B
$874 ﹤0.01%
+22
New +$854
HOS
8847
PUT
Hornbeck Offshore Services, Inc.
HOS
$1.36B
$874 ﹤0.01%
100
-1,200
-92% -$11.5K
HEPS
8848
CALL
D-Market Electronic Services & Trading
HEPS
$956M
$873 ﹤0.01%
300
VANI icon
8849
PUT
Vivani Medical
VANI
$134M
$868 ﹤0.01%
+700
New +$846
FSOL
8850
PUT
Fidelity Solana Fund
FSOL
$133M
$866 ﹤0.01%
+100
New +$952

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.