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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
STEX
8876
PUT
Streamex Corp
STEX
$83.3M
$765 ﹤0.01%
900
-6,000
-87% -$6.21K
MTA
8877
PUT
Metalla Royalty & Streaming
MTA
$964M
$761 ﹤0.01%
100
-500
-83% -$3.54K
CTXR icon
8878
Citius Pharmaceuticals
CTXR
$16.1M
$759 ﹤0.01%
+1,256
New +$850
MATV icon
8879
CALL
Mativ Holdings
MATV
$699M
$757 ﹤0.01%
+100
New +$861
MATV icon
8880
PUT
Mativ Holdings
MATV
$699M
$757 ﹤0.01%
+100
New +$861
EWL icon
8881
iShares MSCI Switzerland ETF
EWL
$2.43B
$754 ﹤0.01%
12
-9
-43% -$554
IVT icon
8882
InvenTrust Properties
IVT
$2.54B
$743 ﹤0.01%
+21
New +$690
LUXE
8883
CALL
LuxExperience B.V.
LUXE
$1.06B
$743 ﹤0.01%
+100
New +$799
LUXE
8884
PUT
LuxExperience B.V.
LUXE
$1.06B
$743 ﹤0.01%
100
-500
-83% -$3.99K
SRI icon
8885
PUT
Stoneridge
SRI
$213M
$732 ﹤0.01%
+100
New +$686
REAX icon
8886
CALL
Real REMAX Group Inc. Common Stock
REAX
$407M
$727 ﹤0.01%
40
-1,840
-98% -$37.4K
WK icon
8887
Workiva
WK
$4.17B
$727 ﹤0.01%
+15
New +$773
TQQY
8888
GraniteShares YieldBOOST QQQ ETF
TQQY
$5.76M
$727 ﹤0.01%
56
+1
+2% +$13
CTXRW
8889
CALL
DELISTED
Citius Pharmaceuticals, Inc. Warrant
CTXRW
$726 ﹤0.01%
1,200
-41,300
-97% -$25K
OLPX
8890
DELISTED
Olaplex Holdings
OLPX
$725 ﹤0.01%
354
-125,619
-100% -$256K
GWRS icon
8891
PUT
Global Water Resources
GWRS
$256M
$724 ﹤0.01%
100
OPRX icon
8892
OptimizeRx
OPRX
$148M
$720 ﹤0.01%
+126
New +$724
UHAL icon
8893
U-Haul Holding Co
UHAL
$13.1B
$719 ﹤0.01%
+11
New +$603
ABVE
8894
DELISTED
Above Food Ingredients Inc
ABVE
$718 ﹤0.01%
+7,980
New +$5.11K
VAL icon
8895
Valaris
VAL
$6.02B
$703 ﹤0.01%
84
WRAP icon
8896
Wrap Technologies
WRAP
$103M
$701 ﹤0.01%
544
-13,775
-96% -$19.4K
ENGN icon
8897
enGene Therapeutics
ENGN
$122M
$690 ﹤0.01%
+399
New +$1.63K
WAFD icon
8898
WaFd
WAFD
$2.69B
$690 ﹤0.01%
18
-284
-94% -$10K
SKYA
8899
SkyAI Inc
SKYA
$59.7M
$688 ﹤0.01%
620
+164
+36% +$263
BLND icon
8900
PUT
Blend Labs
BLND
$364M
$684 ﹤0.01%
+400
New +$638

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.