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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
AP icon
8851
PUT
Ampco-Pittsburgh
AP
$179M
$865 ﹤0.01%
100
AFYA icon
8852
Afya
AFYA
$1.3B
$860 ﹤0.01%
+58
New +$841
CQTM
8853
Corgi Quantum Computing ETF
CQTM
$13.1M
$856 ﹤0.01%
+27
New +$802
DAVA icon
8854
PUT
Endava
DAVA
$162M
$849 ﹤0.01%
300
-1,400
-82% -$5.16K
RSPC icon
8855
Invesco S&P 500 Equal Weight Communication Services ETF
RSPC
$57.4M
$847 ﹤0.01%
24
+8
+50% +$300
QUAD icon
8856
PUT
Quad
QUAD
$551M
$843 ﹤0.01%
+100
New +$752
IDRV icon
8857
iShares Self-Driving EV and Tech ETF
IDRV
$151M
$838 ﹤0.01%
+22
New +$922
SLSR
8858
PUT
Solaris Resources
SLSR
$1.36B
$838 ﹤0.01%
+100
New +$968
ACCO icon
8859
CALL
Acco Brands
ACCO
$408M
$832 ﹤0.01%
+200
New +$734
KTCC icon
8860
PUT
Key Tronic
KTCC
$26.2M
$826 ﹤0.01%
200
-900
-82% -$2.95K
VWI
8861
PUT
DELISTED
Arch Indices VOI Absolute Income Fund
VWI
$824 ﹤0.01%
+300
New +$824
IDN icon
8862
CALL
Intellicheck
IDN
$56.5M
$819 ﹤0.01%
200
-700
-78% -$4.2K
VYX icon
8863
PUT
NCR Voyix
VYX
$1.26B
$817 ﹤0.01%
+100
New +$704
FBRT
8864
PUT
Franklin BSP Realty Trust
FBRT
$713M
$814 ﹤0.01%
100
SCYX icon
8865
CALL
SCYNEXIS
SCYX
$52.7M
$814 ﹤0.01%
200
-300
-60% -$1.86K
OBE
8866
PUT
Obsidian Energy
OBE
$789M
$813 ﹤0.01%
100
-1,100
-92% -$12.3K
GGB icon
8867
PUT
Gerdau
GGB
$9.75B
$808 ﹤0.01%
+200
New +$889
WWR icon
8868
CALL
Westwater Resources
WWR
$71.8M
$808 ﹤0.01%
1,600
-12,500
-89% -$7.4K
TOUR
8869
Tuniu
TOUR
$54.8M
$801 ﹤0.01%
166
-63
-28% -$381
PDBC icon
8870
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.34B
$794 ﹤0.01%
+50
New +$878
OXSQ icon
8871
CALL
Oxford Square Capital
OXSQ
$145M
$792 ﹤0.01%
600
+500
+500% +$801
THRY icon
8872
PUT
Thryv Holdings
THRY
$92.4M
$788 ﹤0.01%
200
-31,100
-99% -$111K
LILAK icon
8873
PUT
Liberty Latin America Class C
LILAK
$1.66B
$785 ﹤0.01%
+200
New +$1.45K
NBP
8874
CALL
NovaBridge Biosciences American Depositary Shares
NBP
$208M
$780 ﹤0.01%
400
-5,900
-94% -$12K
NVOX
8875
Defiance Daily Target 2x Long NVO ETF
NVOX
$37.1M
$770 ﹤0.01%
+48
New +$645

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.