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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FNDX icon
8901
Schwab Fundamental US Large Company Index ETF
FNDX
$27.8B
$684 ﹤0.01%
+22
New +$664
KREF
8902
CALL
KKR Real Estate Finance Trust
KREF
$492M
$684 ﹤0.01%
100
-100
-50% -$662
XMMO icon
8903
Invesco S&P MidCap Momentum ETF
XMMO
$7.35B
$680 ﹤0.01%
+4
New +$652
WPRT
8904
CALL
Westport Fuel Systems
WPRT
$36.3M
$677 ﹤0.01%
+300
New +$603
BTF icon
8905
CoinShares Bitcoin and Ether ETF
BTF
$16.3M
$671 ﹤0.01%
44
-225
-84% -$4.37K
WHF icon
8906
CALL
WhiteHorse Finance
WHF
$152M
$670 ﹤0.01%
100
OXSQ icon
8907
PUT
Oxford Square Capital
OXSQ
$145M
$660 ﹤0.01%
500
+300
+150% +$480
EMBC icon
8908
PUT
Embecta
EMBC
$329M
$652 ﹤0.01%
200
-9,800
-98% -$53.4K
BRLT icon
8909
Brilliant Earth
BRLT
$23M
$647 ﹤0.01%
+573
New +$730
INGN icon
8910
CALL
Inogen
INGN
$144M
$645 ﹤0.01%
+100
New +$662
AWRE icon
8911
Aware
AWRE
$27.7M
$634 ﹤0.01%
+470
New +$626
BDN
8912
CALL
Brandywine Realty Trust
BDN
$537M
$634 ﹤0.01%
200
-9,600
-98% -$28.9K
LGO
8913
PUT
Largo
LGO
$73.2M
$634 ﹤0.01%
1,000
+300
+43% +$309
EGAN icon
8914
PUT
eGain
EGAN
$153M
$630 ﹤0.01%
+100
New +$733
SAMG icon
8915
Silvercrest Asset Management
SAMG
$79.5M
$616 ﹤0.01%
61
-224
-79% -$2.73K
CRCD
8916
T-REX 2X Inverse CRCL Daily Target ETF
CRCD
$3.33M
$615 ﹤0.01%
+88
New +$414
TEAD
8917
PUT
Teads Holding Co
TEAD
$49.4M
$613 ﹤0.01%
+800
New +$786
ETHB
8918
iShares Staked Ethereum Trust ETF
ETHB
$684M
$609 ﹤0.01%
+30
New +$794
RMTI icon
8919
CALL
Rockwell Medical
RMTI
$32.2M
$606 ﹤0.01%
110
DLHC icon
8920
DLH Holdings
DLHC
$59M
$598 ﹤0.01%
+114
New +$648
AIV
8921
CALL
Aimco
AIV
$372M
$594 ﹤0.01%
+200
New +$766
TKC icon
8922
PUT
Turkcell
TKC
$4.44B
$588 ﹤0.01%
+100
New +$613
MXCT icon
8923
MaxCyte
MXCT
$132M
$585 ﹤0.01%
476
-791
-62% -$788
RES icon
8924
PUT
RPC Inc
RES
$1.44B
$583 ﹤0.01%
+100
New +$697
AEYE icon
8925
CALL
AudioEye
AEYE
$95.7M
$581 ﹤0.01%
100

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.