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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MCB icon
8951
Metropolitan Bank Holding Corp
MCB
$1.16B
$493 ﹤0.01%
+5
New +$453
SEV
8952
PUT
Aptera Motors
SEV
$93.2M
$490 ﹤0.01%
200
-8,300
-98% -$21.3K
FHTX icon
8953
CALL
Foghorn Therapeutics
FHTX
$292M
$488 ﹤0.01%
100
TOUR
8954
CALL
Tuniu
TOUR
$54.8M
$483 ﹤0.01%
100
+30
+43% +$182
IEFA icon
8955
iShares Core MSCI EAFE ETF
IEFA
$196B
$482 ﹤0.01%
+5
New +$480
ORMP icon
8956
PUT
Oramed Pharmaceuticals
ORMP
$208M
$481 ﹤0.01%
100
ATYR
8957
PUT
aTyr Pharma
ATYR
$48.8M
$477 ﹤0.01%
800
-43,500
-98% -$28.4K
AMBP icon
8958
PUT
Ardagh Metal Packaging
AMBP
$2.99B
$474 ﹤0.01%
100
ICMB icon
8959
PUT
Investcorp Credit Management BDC
ICMB
$12.8M
$468 ﹤0.01%
400
MBWM icon
8960
Mercantile Bank Corp
MBWM
$1.07B
$459 ﹤0.01%
+8
New +$422
IRIX icon
8961
CALL
IRIDEX
IRIX
$12.2M
$458 ﹤0.01%
400
WHWK
8962
PUT
Whitehawk Therapeutics
WHWK
$262M
$458 ﹤0.01%
+100
New +$416
EHTH icon
8963
CALL
eHealth
EHTH
$31.7M
$447 ﹤0.01%
300
-1,800
-86% -$3.02K
EARN
8964
PUT
Ellington Residential Mortgage REIT
EARN
$164M
$442 ﹤0.01%
100
INQQ icon
8965
India Internet & Ecommerce ETF
INQQ
$45.9M
$437 ﹤0.01%
+34
New +$423
OFG icon
8966
CALL
OFG Bancorp
OFG
$2.25B
$436 ﹤0.01%
+100
New +$4.53K
PRPL icon
8967
PUT
Purple Innovation
PRPL
$16.6M
$428 ﹤0.01%
+48
New +$588
JSPR icon
8968
PUT
Jasper Therapeutics
JSPR
$23.6M
$421 ﹤0.01%
1,000
+100
+11% +$75
CTRM icon
8969
CALL
Castor Maritime
CTRM
$22.9M
$420 ﹤0.01%
200
-3,600
-95% -$7.17K
CTRM icon
8970
PUT
Castor Maritime
CTRM
$22.9M
$420 ﹤0.01%
+200
New +$398
RPAY icon
8971
PUT
Repay Holdings
RPAY
$322M
$420 ﹤0.01%
+100
New +$347
FA icon
8972
First Advantage
FA
$3.67B
$415 ﹤0.01%
+23
New +$333
EQAL icon
8973
Invesco Russell 1000 Equal Weight ETF
EQAL
$844M
$414 ﹤0.01%
7
-59
-89% -$3.42K
KTCC icon
8974
CALL
Key Tronic
KTCC
$26.2M
$413 ﹤0.01%
+100
New +$328
SCYX icon
8975
PUT
SCYNEXIS
SCYX
$52.7M
$407 ﹤0.01%
+100
New +$621

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.