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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ACH
9001
PUT
Accendra Health
ACH
$93.1M
$342 ﹤0.01%
100
PCB icon
9002
PCB Bancorp
PCB
$395M
$340 ﹤0.01%
+12
New +$298
PVL
9003
CALL
Permianville Royalty Trust
PVL
$60.7M
$338 ﹤0.01%
200
-18,700
-99% -$34.9K
CHIQ icon
9004
Global X MSCI China Consumer Discretionary ETF
CHIQ
$113M
$332 ﹤0.01%
21
+18
+600% +$340
MERC icon
9005
PUT
Mercer International
MERC
$25.3M
$330 ﹤0.01%
+500
New +$497
CARS icon
9006
Cars.com
CARS
$628M
$328 ﹤0.01%
30
-1,896
-98% -$19.3K
TUSK icon
9007
PUT
Mammoth Energy Services
TUSK
$150M
$325 ﹤0.01%
+100
New +$293
APPF icon
9008
AppFolio
APPF
$7.59B
$320 ﹤0.01%
+2
New +$319
LPRO
9009
PUT
DELISTED
Open Lending Corp
LPRO
$311 ﹤0.01%
+100
New +$204
GOGO icon
9010
CALL
Gogo Inc
GOGO
$385M
$310 ﹤0.01%
100
-4,000
-98% -$16.3K
SBSI icon
9011
CALL
Southside Bancshares
SBSI
$979M
$310 ﹤0.01%
+100
New +$3.31K
GHI icon
9012
Greystone Housing Impact Investors LP
GHI
$152M
$301 ﹤0.01%
+52
New +$275
PYXS icon
9013
PUT
Pyxis Oncology
PYXS
$324M
$301 ﹤0.01%
+100
New +$191
MDST
9014
Westwood Salient Enhanced Midstream Income ETF
MDST
$298M
$288 ﹤0.01%
+10
New +$289
ORRF icon
9015
Orrstown Financial Services
ORRF
$848M
$285 ﹤0.01%
+7
New +$264
NFBK
9016
CALL
DELISTED
Northfield Bancorp
NFBK
$284 ﹤0.01%
2,900
TKC icon
9017
Turkcell
TKC
$4.44B
$276 ﹤0.01%
47
-119
-72% -$729
BIOX icon
9018
Bioceres Crop Solutions
BIOX
$27.7M
$271 ﹤0.01%
775
-44,611
-98% -$21K
CAC icon
9019
Camden National
CAC
$983M
$271 ﹤0.01%
5
-8
-62% -$401
TV icon
9020
PUT
Televisa
TV
$1.39B
$271 ﹤0.01%
100
IGIB icon
9021
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$265 ﹤0.01%
+5
New +$266
MNOV icon
9022
PUT
MediciNova
MNOV
$80.2M
$264 ﹤0.01%
+200
New +$274
BCML icon
9023
BayCom
BCML
$336M
$263 ﹤0.01%
8
-54
-87% -$1.65K
FNDF icon
9024
Schwab Fundamental International Large Company Index ETF
FNDF
$26.5B
$263 ﹤0.01%
+5
New +$263
CRPT icon
9025
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$118M
$261 ﹤0.01%
+23
New +$319

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.