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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TOON icon
9051
PUT
Kartoon Studios
TOON
$41.1M
$213 ﹤0.01%
+300
New +$215
CIG icon
9052
PUT
CEMIG Preferred Shares
CIG
$6.12B
$210 ﹤0.01%
100
-800
-89% -$1.86K
SKIN icon
9053
PUT
SkinHealth Systems
SKIN
$89.1M
$207 ﹤0.01%
+300
New +$229
CALC icon
9054
PUT
CalciMedica
CALC
$14.8M
$206 ﹤0.01%
40
-20
-33% -$71
CBUS icon
9055
Cibus
CBUS
$122M
$195 ﹤0.01%
+143
New +$204
SACH
9056
CALL
Sachem Capital Corp
SACH
$42.9M
$188 ﹤0.01%
200
ONB icon
9057
Old National Bancorp
ONB
$9.96B
$181 ﹤0.01%
+7
New +$168
SURG icon
9058
CALL
SurgePays
SURG
$4.17M
$180 ﹤0.01%
500
+400
+400% +$221
NHTC icon
9059
PUT
Natural Health Trends
NHTC
$13.6M
$177 ﹤0.01%
100
-1,200
-92% -$3.15K
BIOX icon
9060
PUT
Bioceres Crop Solutions
BIOX
$27.7M
$175 ﹤0.01%
500
+400
+400% +$188
RC
9061
PUT
Ready Capital
RC
$289M
$175 ﹤0.01%
+100
New +$176
ETU
9062
T-Rex 2X Long Ether Daily Target ETF
ETU
$15.5M
$172 ﹤0.01%
57
-2,172
-97% -$12.2K
PVL
9063
PUT
Permianville Royalty Trust
PVL
$60.7M
$169 ﹤0.01%
+100
New +$186
PPBT
9064
CALL
Purple Biotech
PPBT
$2.85M
$168 ﹤0.01%
+100
New +$337
EARN
9065
Ellington Residential Mortgage REIT
EARN
$164M
$167 ﹤0.01%
+38
New +$177
NORW icon
9066
Global X MSCI Norway ETF
NORW
$96.4M
$159 ﹤0.01%
+5
New +$188
HYFT
9067
PUT
MindWalk Holdings
HYFT
$62M
$158 ﹤0.01%
+100
New +$140
RDWR icon
9068
Radware
RDWR
$1.19B
$154 ﹤0.01%
+5
New +$138
LTCC
9069
Canary Litecoin ETF
LTCC
$6.43M
$152 ﹤0.01%
15
+14
+1,400% +$176
WIMI
9070
PUT
WiMi Hologram Cloud
WIMI
$22.2M
$151 ﹤0.01%
+100
New +$170
BTLN
9071
Brightline Interactive
BTLN
$20M
$150 ﹤0.01%
195
+95
+95% +$64
DGNX
9072
PUT
Diginex Ltd
DGNX
$43.7M
$148 ﹤0.01%
100
+87
+669% +$180
TNYA icon
9073
PUT
Tenaya Therapeutics
TNYA
$153M
$147 ﹤0.01%
200
-100
-33% -$76
FSV icon
9074
FirstService
FSV
$6.29B
$142 ﹤0.01%
1
-10
-91% -$1.39K
UPB
9075
Upstream Bio Inc
UPB
$329M
$138 ﹤0.01%
+20
New +$168

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.