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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
UEIC icon
9101
PUT
Universal Electronics
UEIC
$60.7M
$86 ﹤0.01%
+100
New +$416
HRTX icon
9102
PUT
Heron Therapeutics
HRTX
$65.3M
$85 ﹤0.01%
200
-700
-78% -$561
KNF icon
9103
Knife River
KNF
$3.51B
$83 ﹤0.01%
+1
New +$83
WHWK
9104
Whitehawk Therapeutics
WHWK
$262M
$82 ﹤0.01%
+18
New +$75
IGC icon
9105
PUT
IGC Pharma
IGC
$30.8M
$81 ﹤0.01%
+300
New +$89
UTHY icon
9106
US Treasury 30 Year Bond ETF
UTHY
$193M
$81 ﹤0.01%
+2
New +$81
MAXN
9107
CALL
DELISTED
Maxeon Solar Technologies
MAXN
$78 ﹤0.01%
300
+100
+50% +$136
NTWK icon
9108
NetSol Technologies
NTWK
$48.5M
$78 ﹤0.01%
+17
New +$69
TRIB
9109
CALL
Trinity Biotech
TRIB
$7.65M
$77 ﹤0.01%
7
MTYY
9110
GraniteShares YieldBOOST MSTR ETF
MTYY
$1.55M
$77 ﹤0.01%
+4
New +$102
FNGR icon
9111
PUT
FingerMotion
FNGR
$15M
$75 ﹤0.01%
200
-800
-80% -$639
COSM icon
9112
PUT
Cosmos Holdings
COSM
$27.5M
$74 ﹤0.01%
+400
New +$116
SCHE icon
9113
Schwab Emerging Markets Equity ETF
SCHE
$13.2B
$72 ﹤0.01%
2
-199
-99% -$7.11K
TILE icon
9114
Interface
TILE
$2.15B
$71 ﹤0.01%
2
-531
-100% -$15.5K
LILA icon
9115
Liberty Latin America Class A
LILA
$1.67B
$70 ﹤0.01%
+9
New +$50
MERC icon
9116
CALL
Mercer International
MERC
$25.3M
$66 ﹤0.01%
+100
New +$99
PIT icon
9117
VanEck Commodity Strategy ETF
PIT
$369M
$66 ﹤0.01%
+1
New +$73
RPM icon
9118
CALL
RPM International
RPM
$13.5B
$64 ﹤0.01%
1,000
PPI
9119
AXS Astoria Inflation Sensitive ETF
PPI
$162M
$63 ﹤0.01%
+3
New +$65
ATRO icon
9120
PUT
Astronics
ATRO
$3.28B
$61 ﹤0.01%
600
-840
-58% -$57.3K
LKFN icon
9121
Lakeland Financial Corp
LKFN
$1.51B
$61 ﹤0.01%
1
-8
-89% -$482
BSCI
9122
CALL
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$60 ﹤0.01%
+200
New +$60
NTB icon
9123
Bank of N.T. Butterfield & Son
NTB
$2.42B
$59 ﹤0.01%
+1
New +$57
CBSH icon
9124
Commerce Bancshares
CBSH
$8.37B
$57 ﹤0.01%
1
-1,083
-100% -$56.8K
ENLV icon
9125
CALL
Enlivex Ltd
ENLV
$19.2M
$54 ﹤0.01%
7
-260
-97% -$3.01K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.