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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ENLV icon
9126
PUT
Enlivex Ltd
ENLV
$19.2M
$54 ﹤0.01%
7
SRTS icon
9127
Sensus Healthcare
SRTS
$52.5M
$51 ﹤0.01%
+17
New +$60
SLAI
9128
CALL
DELISTED
SOLAI Ltd ADS
SLAI
$45 ﹤0.01%
14
CVLG icon
9129
Covenant Logistics
CVLG
$889M
$44 ﹤0.01%
+1
New +$36
GOOP icon
9130
Kurv Yield Premium Strategy Google (GOOGL) ETF
GOOP
$26.7M
$40 ﹤0.01%
1
-253
-100% -$10.6K
INMB icon
9131
INmune Bio
INMB
$67.7M
$37 ﹤0.01%
23
-3,343
-99% -$4.63K
MREO
9132
PUT
Mereo BioPharma
MREO
$39.9M
$31 ﹤0.01%
100
-53,300
-100% -$16K
AETH icon
9133
Bitwise Ethereum Strategy
AETH
$5.72M
$29 ﹤0.01%
1
KVHI icon
9134
KVH Industries
KVHI
$131M
$29 ﹤0.01%
+3
New +$29
AFK icon
9135
VanEck Africa Index ETF
AFK
$110M
$25 ﹤0.01%
1
-34
-97% -$923
HFFG icon
9136
HF Foods Group
HFFG
$98.4M
$25 ﹤0.01%
18
-102
-85% -$197
CWAN
9137
CALL
DELISTED
Clearwater Analytics
CWAN
$23 ﹤0.01%
236,400
-212,400
-47% -$5.15M
ZH
9138
Zhihu
ZH
$219M
$21 ﹤0.01%
7
-219
-97% -$704
SNBR
9139
PUT
DELISTED
Sleep Number
SNBR
$19 ﹤0.01%
800
+600
+300% +$1K
OPEG
9140
Leverage Shares 2X Long OPEN Daily ETF
OPEG
$766K
$17 ﹤0.01%
+4
New +$21
ONEW icon
9141
OneWater Marine
ONEW
$212M
$11 ﹤0.01%
1
-138
-99% -$1.49K
SURG icon
9142
SurgePays
SURG
$4.17M
$10 ﹤0.01%
29
-80
-73% -$44
TRTX
9143
TPG RE Finance Trust
TRTX
$606M
$8 ﹤0.01%
+1
New +$8
IBOC icon
9144
PUT
International Bancshares
IBOC
$4.47B
$6 ﹤0.01%
600
NOTV
9145
PUT
DELISTED
Inotiv
NOTV
$6 ﹤0.01%
+600
New +$157
CWAN
9146
PUT
DELISTED
Clearwater Analytics
CWAN
$3 ﹤0.01%
35,700
-11,900
-25% -$289K
AAAU icon
9147
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.69B
-8,000
Closed -$356K
AAPX icon
9148
T-Rex 2X Long Apple Daily Target ETF
AAPX
$8.21M
-148
Closed -$3.77K
AAT
9149
American Assets Trust
AAT
$1.35B
-613
Closed -$13.4K
AAT
9150
PUT
American Assets Trust
AAT
$1.35B
-3,000
Closed -$55.2K

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.