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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TRIB
9076
Trinity Biotech
TRIB
$7.65M
$137 ﹤0.01%
12
-7
-37% -$130
VNRX icon
9077
PUT
VolitionRx Ltd
VNRX
$6.61M
$135 ﹤0.01%
100
+75
+300% +$181
BEEM icon
9078
CALL
Beam Global
BEEM
$31.3M
$130 ﹤0.01%
100
-3,800
-97% -$5.83K
CRMG
9079
Leverage Shares 2X Long CRM Daily ETF
CRMG
$85.1M
$130 ﹤0.01%
+32
New +$173
LCDL
9080
DELISTED
GraniteShares 2x Long LCID Daily ETF
LCDL
$129 ﹤0.01%
145
-131
-47% -$130
SLAI
9081
DELISTED
SOLAI Ltd ADS
SLAI
$128 ﹤0.01%
40
-11
-22% -$54
IRIX icon
9082
IRIDEX
IRIX
$12.2M
$128 ﹤0.01%
112
-48
-30% -$51
GROV icon
9083
PUT
Grove Collaborative
GROV
$45.7M
$125 ﹤0.01%
+100
New +$123
SXT icon
9084
Sensient Technologies
SXT
$5.74B
$123 ﹤0.01%
+1
New +$111
JVAL icon
9085
JPMorgan US Value Factor ETF
JVAL
$962M
$117 ﹤0.01%
2
-33
-94% -$1.82K
GBUG
9086
Sprott Active Gold & Silver Miners ETF
GBUG
$191M
$117 ﹤0.01%
3
-36
-92% -$1.6K
NOTV
9087
DELISTED
Inotiv
NOTV
$116 ﹤0.01%
11,608
-13,466
-54% -$3.52K
SUIG
9088
PUT
Sui Group Holdings
SUIG
$75.3M
$115 ﹤0.01%
+100
New +$144
IRIX icon
9089
PUT
IRIDEX
IRIX
$12.2M
$114 ﹤0.01%
+100
New +$107
PLYY
9090
GraniteShares YieldBOOST PLTR ETF
PLYY
$2.28M
$114 ﹤0.01%
13
-552
-98% -$5.78K
CSHR
9091
CoinShares PLC
CSHR
$764M
$113 ﹤0.01%
+30
New +$158
SKYA
9092
PUT
SkyAI Inc
SKYA
$59.7M
$111 ﹤0.01%
100
-600
-86% -$962
QVCGA
9093
DELISTED
QVC Group Inc Series A
QVCGA
$110 ﹤0.01%
+1,000
New +$1.59K
CRDL
9094
PUT
Cardiol Therapeutics
CRDL
$257M
$106 ﹤0.01%
+100
New +$127
GXRP
9095
Grayscale XRP Trust ETF
GXRP
$66.2M
$101 ﹤0.01%
+5
New +$127
NHTC icon
9096
Natural Health Trends
NHTC
$13.6M
$100 ﹤0.01%
57
-1,411
-96% -$3.71K
CXAI icon
9097
CALL
CXApp
CXAI
$7.97M
$93 ﹤0.01%
10
-18
-64% -$166
DBMF icon
9098
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.22B
$91 ﹤0.01%
3
-756
-100% -$23.2K
HOWL icon
9099
Werewolf Therapeutics
HOWL
$47M
$91 ﹤0.01%
255
-32,271
-99% -$19.7K
PIO icon
9100
Invesco Global Water ETF
PIO
$270M
$89 ﹤0.01%
+2
New +$90

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.