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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CRDF icon
9026
PUT
Cardiff Oncology
CRDF
$84.8M
$260 ﹤0.01%
200
-11,200
-98% -$17.8K
KLTR icon
9027
CALL
Kaltura
KLTR
$230M
$260 ﹤0.01%
200
-800
-80% -$1.09K
XDSQ icon
9028
CALL
Innovator US Equity Accelerated ETF Quarterly
XDSQ
$79.5M
$260 ﹤0.01%
+100
New +$4.22K
HLLY icon
9029
CALL
Holley
HLLY
$370M
$254 ﹤0.01%
100
-900
-90% -$2.55K
GORO icon
9030
PUT
Goldgroup Mining
GORO
$563M
$252 ﹤0.01%
200
-2,700
-93% -$3.69K
QDTE icon
9031
Roundhill Nasdaq-100 0DTE Covered Call ETF Strategy ETF
QDTE
$944M
$249 ﹤0.01%
+8
New +$243
CHMI
9032
Cherry Hill Mortgage Investment Corp
CHMI
$109M
$248 ﹤0.01%
+107
New +$268
APLZ
9033
Tradr 2X Short APLD Daily ETF
APLZ
$2.49M
$247 ﹤0.01%
+13
New +$431
IPSC icon
9034
PUT
Century Therapeutics
IPSC
$382M
$245 ﹤0.01%
100
-1,800
-95% -$4.11K
CCO icon
9035
PUT
Clear Channel Outdoor Holdings
CCO
$1.21B
$242 ﹤0.01%
+100
New +$239
LSAK icon
9036
Lesaka Technologies
LSAK
$388M
$238 ﹤0.01%
48
-60
-56% -$292
CNOB icon
9037
Center Bancorp
CNOB
$1.63B
$234 ﹤0.01%
+7
New +$210
CHMI
9038
CALL
Cherry Hill Mortgage Investment Corp
CHMI
$109M
$231 ﹤0.01%
100
-3,600
-97% -$9K
CHMI
9039
PUT
Cherry Hill Mortgage Investment Corp
CHMI
$109M
$231 ﹤0.01%
+100
New +$250
CNTA
9040
PUT
DELISTED
Centessa Pharmaceuticals
CNTA
$231 ﹤0.01%
128,300
+89,200
+228% +$3.54M
MMLP icon
9041
CALL
Martin Midstream Partners
MMLP
$93.5M
$231 ﹤0.01%
+100
New +$256
PMCB icon
9042
CALL
PharmaCyte Biotech
PMCB
$5.22M
$231 ﹤0.01%
12,400
HYPG
9043
PUT
Grayscale Hyperliquid Staking ETF
HYPG
$169M
$226 ﹤0.01%
+100
New +$2.28K
FTEK icon
9044
PUT
Fuel Tech
FTEK
$48.4M
$221 ﹤0.01%
+100
New +$148
OPAL icon
9045
PUT
OPAL Fuels
OPAL
$61M
$220 ﹤0.01%
+100
New +$220
SPAI
9046
Safe Pro Group Inc
SPAI
$99.8M
$220 ﹤0.01%
+51
New +$232
IPWR icon
9047
Ideal Power
IPWR
$79.2M
$219 ﹤0.01%
+41
New +$209
ABVE
9048
CALL
DELISTED
Above Food Ingredients Inc
ABVE
$216 ﹤0.01%
2,400
-9,200
-79% -$5.89K
DBEU icon
9049
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$790M
$215 ﹤0.01%
4
-111
-97% -$5.71K
STPZ icon
9050
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$213 ﹤0.01%
4
-1
-20% -$54

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.