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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
ADPT icon
9176
Adaptive Biotechnologies
ADPT
$4.07B
– –
-86
Closed -$1.32K –
ADSE icon
9177
ADS-TEC Energy
ADSE
$729M
– –
-36
Closed -$416 –
ADT icon
9178
ADT
ADT
$5.04B
– –
-30,113
Closed -$207K –
ADV icon
9179
CALL
Advantage Solutions
ADV
$388M
– –
-2,200
Closed -$46.5K –
ADV icon
9180
Advantage Solutions
ADV
$388M
– –
-2,074
Closed -$43.8K –
AEG icon
9181
PUT
Aegon
AEG
$12B
– –
-100
Closed -$726 –
AFL icon
9182
Aflac
AFL
$60.4B
– –
-1,577
Closed -$182K –
AGIO icon
9183
Agios Pharmaceuticals
AGIO
$2.21B
– –
-37,462
Closed -$1.14M –
AGM icon
9184
Federal Agricultural Mortgage
AGM
$2.17B
– –
-142
Closed -$21.1K –
AGO icon
9185
Assured Guaranty
AGO
$3.05B
– –
-2,283
Closed -$180K –
AGYS icon
9186
Agilysys
AGYS
$3.4B
– –
-144
Closed -$11.1K –
AIA icon
9187
iShares Asia 50 ETF
AIA
$4.44B
– –
-294
Closed -$31.2K –
AIP icon
9188
Arteris
AIP
$937M
– –
-4,666
Closed -$149K –
AIRR icon
9189
First Trust RBA American Industrial Renaissance ETF
AIRR
$8.31B
– –
-117
Closed -$13K –
AKBA icon
9190
Akebia Therapeutics
AKBA
$157M
– –
-10,589
Closed -$12.6K –
AL icon
9191
CALL
DELISTED
Air Lease Corp
AL
– –
-8,400
Closed -$545K –
AL icon
9192
DELISTED
Air Lease Corp
AL
– –
-504
Closed -$32.7K –
AL icon
9193
PUT
DELISTED
Air Lease Corp
AL
– –
-5,900
Closed -$383K –
ALGM icon
9194
Allegro MicroSystems
ALGM
$5.87B
– –
-154
Closed -$7.2K –
ALGT icon
9195
PUT
Allegiant Air
ALGT
$1.85B
– –
-700
Closed -$56.7K –
ALLE icon
9196
PUT
Allegion
ALLE
$15.2B
– –
-1,000
Closed -$145K –
ALLO icon
9197
Allogene Therapeutics
ALLO
$432M
– –
-53,282
Closed -$117K –
ALLT icon
9198
Allot
ALLT
$441M
– –
-9,960
Closed -$74.1K –
ALLY icon
9199
Ally Financial
ALLY
$11.9B
– –
-14,890
Closed -$646K –
ALNT icon
9200
CALL
Allient
ALNT
$1.49B
– –
-100
Closed -$5.91K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.