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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
APLS
9226
DELISTED
Apellis Pharmaceuticals
APLS
-2,735
Closed -$110K
APLS
9227
PUT
DELISTED
Apellis Pharmaceuticals
APLS
-6,800
Closed -$274K
APOG icon
9228
CALL
Apogee Enterprises
APOG
$834M
-800
Closed -$26.8K
APYX icon
9229
PUT
Apyx Medical
APYX
$128M
-3,900
Closed -$14.4K
AQN icon
9230
Algonquin Power & Utilities
AQN
$4.37B
-16,428
Closed -$99.8K
AQN icon
9231
PUT
Algonquin Power & Utilities
AQN
$4.37B
-700
Closed -$4.3K
ARAY icon
9232
CALL
Accuray
ARAY
$31.9M
-4,600
Closed -$1.78K
ARCB icon
9233
ArcBest
ARCB
$3.15B
-1,041
Closed -$135K
ARCC icon
9234
Ares Capital
ARCC
$14.4B
-14,603
Closed -$273K
PAAI
9235
CALL
Paradium.AI, Inc.
PAAI
$49.5M
-500
Closed -$1.08K
PAAI
9236
Paradium.AI, Inc.
PAAI
$49.5M
-16,237
Closed -$35.2K
PAAI
9237
PUT
Paradium.AI, Inc.
PAAI
$49.5M
-23,200
Closed -$50.3K
ARKK icon
9238
ARK Innovation ETF
ARKK
$6.44B
-14,834
Closed -$1M
ARLO icon
9239
Arlo Technologies
ARLO
$1.5B
-2,986
Closed -$40.4K
ARLP icon
9240
Alliance Resource Partners
ARLP
$3.41B
-2,127
Closed -$54K
ARMK icon
9241
Aramark
ARMK
$15B
-612
Closed -$30.2K
AROW icon
9242
Arrow Financial
AROW
$733M
-9
Closed -$302
ASB icon
9243
PUT
Associated Banc-Corp
ASB
$5.87B
-200
Closed -$5.17K
ASC icon
9244
Ardmore Shipping
ASC
$742M
-60,581
Closed -$1.03M
ASM
9245
Avino Silver & Gold Mines
ASM
$1.25B
-10,332
Closed -$69.7K
ASR icon
9246
Grupo Aeroportuario del Sureste
ASR
$7.72B
-76
Closed -$25.5K
ASR icon
9247
PUT
Grupo Aeroportuario del Sureste
ASR
$7.72B
-100
Closed -$33.6K
ASRT
9248
CALL
DELISTED
Assertio
ASRT
-26,200
Closed -$499K
ASRT
9249
PUT
DELISTED
Assertio
ASRT
-2,900
Closed -$55.3K
ASUR icon
9250
PUT
Asure Software
ASUR
$268M
-200
Closed -$1.72K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.