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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
APLS icon
9226
DELISTED
Apellis Pharmaceuticals
APLS
– –
-2,735
Closed -$110K –
APLS icon
9227
PUT
DELISTED
Apellis Pharmaceuticals
APLS
– –
-6,800
Closed -$274K –
APOG icon
9228
CALL
Apogee Enterprises
APOG
$912M
– –
-800
Closed -$26.8K –
APYX icon
9229
PUT
Apyx Medical
APYX
$100M
– –
-3,900
Closed -$14.4K –
AQN icon
9230
Algonquin Power & Utilities
AQN
$4.17B
– –
-16,428
Closed -$100K –
AQN icon
9231
PUT
Algonquin Power & Utilities
AQN
$4.17B
– –
-700
Closed -$4.3K –
ARAY icon
9232
CALL
Accuray
ARAY
$15.5M
– –
-4,600
Closed -$1.78K –
ARCB icon
9233
ArcBest
ARCB
$2.84B
– –
-1,041
Closed -$135K –
ARCC icon
9234
Ares Capital
ARCC
$13.4B
– –
-14,603
Closed -$273K –
PAAI icon
9235
CALL
Paradium.AI, Inc.
PAAI
$34.9M
– –
-500
Closed -$1.08K –
PAAI icon
9236
Paradium.AI, Inc.
PAAI
$34.9M
– –
-16,237
Closed -$35.2K –
PAAI icon
9237
PUT
Paradium.AI, Inc.
PAAI
$34.9M
– –
-23,200
Closed -$50.3K –
ARKK icon
9238
ARK Innovation ETF
ARKK
$6.17B
– –
-14,834
Closed -$1M –
ARLO icon
9239
Arlo Technologies
ARLO
$1.4B
– –
-2,986
Closed -$40.4K –
ARLP icon
9240
Alliance Resource Partners
ARLP
$3.36B
– –
-2,127
Closed -$54K –
ARMK icon
9241
Aramark
ARMK
$13.9B
– –
-612
Closed -$30.2K –
AROW icon
9242
Arrow Financial
AROW
$711M
– –
-9
Closed -$302 –
ASB icon
9243
PUT
Associated Banc-Corp
ASB
$5.71B
– –
-200
Closed -$5.17K –
ASC icon
9244
Ardmore Shipping
ASC
$818M
– –
-60,581
Closed -$1.03M –
ASM icon
9245
Avino Silver & Gold Mines
ASM
$788M
– –
-10,332
Closed -$69.7K –
ASR icon
9246
Grupo Aeroportuario del Sureste
ASR
$7.45B
– –
-76
Closed -$25.5K –
ASR icon
9247
PUT
Grupo Aeroportuario del Sureste
ASR
$7.45B
– –
-100
Closed -$33.6K –
ASRT icon
9248
CALL
DELISTED
Assertio
ASRT
– –
-26,200
Closed -$499K –
ASRT icon
9249
PUT
DELISTED
Assertio
ASRT
– –
-2,900
Closed -$55.3K –
ASUR icon
9250
PUT
Asure Software
ASUR
$213M
– –
-200
Closed -$1.72K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.