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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
ATAT icon
9251
CALL
Atour Lifestyle Holdings
ATAT
$4.29B
– –
-42,500
Closed -$1.56M –
ATOM icon
9252
Atomera
ATOM
$115M
– –
-648
Closed -$5.08K –
ATOS icon
9253
PUT
Atossa Therapeutics
ATOS
$25.9M
– –
-15,800
Closed -$83.1K –
AUDC icon
9254
AudioCodes
AUDC
$273M
– –
-66
Closed -$602 –
AURA icon
9255
Aura Biosciences
AURA
$653M
– –
-8,430
Closed -$60.3K –
AUTL icon
9256
Autolus Therapeutics
AUTL
$410M
– –
-23,641
Closed -$37.1K –
AVA icon
9257
CALL
Avista
AVA
$3.16B
– –
-100
Closed -$4.01K –
AVA icon
9258
PUT
Avista
AVA
$3.16B
– –
-11,600
Closed -$466K –
AVNT icon
9259
Avient
AVNT
$3.76B
– –
-12
Closed -$435 –
JBIO icon
9260
Jade Biosciences
JBIO
$928M
– –
-83
Closed -$1.73K –
AVTR icon
9261
Avantor
AVTR
$11.7B
– –
-14,727
Closed -$127K –
AWAY icon
9262
Amplify Travel Tech ETF
AWAY
$23M
– –
-962
Closed -$15.5K –
AWI icon
9263
CALL
Armstrong World Industries
AWI
$7.11B
– –
-100
Closed -$16.5K –
AXP icon
9264
American Express
AXP
$212B
– –
-4,556
Closed -$1.46M –
AXS icon
9265
AXIS Capital
AXS
$7.49B
– –
-6,862
Closed -$688K –
AXS icon
9266
PUT
AXIS Capital
AXS
$7.49B
– –
-300
Closed -$30.4K –
AYI icon
9267
Acuity Brands
AYI
$9.5B
– –
-149
Closed -$44.2K –
AZZ icon
9268
PUT
AZZ Inc
AZZ
$3.98B
– –
-200
Closed -$25K –
BABA icon
9269
Alibaba
BABA
$248B
– –
-66,720
Closed -$8.36M –
BAH icon
9270
Booz Allen Hamilton
BAH
$9.42B
– –
-2,742
Closed -$209K –
BAM icon
9271
Brookfield Asset Management
BAM
$75.1B
– –
-14,463
Closed -$683K –
BANF icon
9272
BancFirst
BANF
$3.74B
– –
-23
Closed -$2.5K –
BANX icon
9273
CALL
ArrowMark Financial
BANX
$191M
– –
-100
Closed -$1.9K –
BANX icon
9274
PUT
ArrowMark Financial
BANX
$191M
– –
-100
Closed -$1.9K –
BAP icon
9275
PUT
Credicorp
BAP
$29.4B
– –
-200
Closed -$67.8K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.