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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
ALSN icon
9201
Allison Transmission
ALSN
$8.78B
– –
-1,285
Closed -$156K –
ALT icon
9202
Altimmune
ALT
$412M
– –
-22,841
Closed -$68.2K –
ALTI icon
9203
AlTi Global
ALTI
$297M
– –
-10,056
Closed -$36.4K –
AM icon
9204
Antero Midstream
AM
$9.9B
– –
-12,653
Closed -$275K –
OSG icon
9205
Octave Specialty Group
OSG
$214M
– –
-9,458
Closed -$44K –
AMCX icon
9206
PUT
AMC Global Media
AMCX
$379M
– –
-10,100
Closed -$68.6K –
AME icon
9207
Ametek
AME
$55B
– –
-10,908
Closed -$2.51M –
AMLP icon
9208
Alerian MLP ETF
AMLP
$12.8B
– –
-15,637
Closed -$823K –
AMP icon
9209
Ameriprise Financial
AMP
$43.5B
– –
-286
Closed -$131K –
AMP icon
9210
PUT
Ameriprise Financial
AMP
$43.5B
– –
-900
Closed -$400K –
AMPH icon
9211
Amphastar Pharmaceuticals
AMPH
$1.07B
– –
-262
Closed -$5.28K –
AMPH icon
9212
PUT
Amphastar Pharmaceuticals
AMPH
$1.07B
– –
-1,700
Closed -$33.3K –
GOLD icon
9213
Gold.com Inc
GOLD
$1.12B
– –
-4,899
Closed -$211K –
AMRX icon
9214
Amneal Pharmaceuticals
AMRX
$7.1B
– –
-693
Closed -$9.5K –
AMZP icon
9215
Kurv Yield Premium Strategy Amazon (AMZN) ETF
AMZP
$16.9M
– –
-193
Closed -$4.5K –
ANDE icon
9216
Andersons Inc
ANDE
$2.21B
– –
-9,638
Closed -$700K –
ANDE icon
9217
PUT
Andersons Inc
ANDE
$2.21B
– –
-100
Closed -$7.18K –
ANGL icon
9218
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.01B
– –
-518
Closed -$14.9K –
ANIK icon
9219
Anika Therapeutics
ANIK
$287M
– –
-70
Closed -$1.02K –
ANIP icon
9220
ANI Pharmaceuticals
ANIP
$1.67B
– –
-3,459
Closed -$277K –
AON icon
9221
Aon
AON
$64.4B
– –
-684
Closed -$221K –
AP icon
9222
Ampco-Pittsburgh
AP
$162M
– –
-20,162
Closed -$205K –
APD icon
9223
Air Products & Chemicals
APD
$68.4B
– –
-7,958
Closed -$2.31M –
API icon
9224
PUT
Agora
API
$376M
– –
-100
Closed -$354 –
APLS icon
9225
CALL
DELISTED
Apellis Pharmaceuticals
APLS
– –
-77,000
Closed -$3.1M –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.