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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
GHI icon
8926
CALL
Greystone Housing Impact Investors LP
GHI
$152M
$580 ﹤0.01%
100
DJTU
8927
T-REX 2X Long DJT Daily Target ETF
DJTU
$10.6M
$568 ﹤0.01%
60
+41
+216% +$562
CULP icon
8928
Culp Inc
CULP
$43.6M
$567 ﹤0.01%
183
-344
-65% -$1.07K
QVCGA
8929
PUT
DELISTED
QVC Group Inc Series A
QVCGA
$561 ﹤0.01%
5,100
-38,200
-88% -$60.8K
REKR icon
8930
PUT
Rekor Systems
REKR
$73.8M
$556 ﹤0.01%
800
BOKF icon
8931
BOK Financial
BOKF
$8.31B
$555 ﹤0.01%
+4
New +$529
AMZA icon
8932
InfraCap MLP ETF
AMZA
$491M
$554 ﹤0.01%
+12
New +$555
GINN icon
8933
Goldman Sachs Innovate Equity ETF
GINN
$198M
$551 ﹤0.01%
7
-14
-67% -$1.06K
HAFC icon
8934
Hanmi Financial
HAFC
$951M
$550 ﹤0.01%
17
-98
-85% -$2.92K
BRSP
8935
CALL
BrightSpire Capital
BRSP
$592M
$545 ﹤0.01%
+100
New +$573
INTR icon
8936
CALL
Inter&Co
INTR
$2.5B
$543 ﹤0.01%
100
-86,000
-100% -$578K
AMDD
8937
Direxion Daily AMD Bear 1X ETF
AMDD
$21.3M
$543 ﹤0.01%
+21
New +$957
AGNT
8938
PUT
AGNT Inc
AGNT
$673M
$541 ﹤0.01%
+100
New +$551
OVID icon
8939
PUT
Ovid Therapeutics
OVID
$547M
$538 ﹤0.01%
200
-100
-33% -$258
IPWR icon
8940
PUT
Ideal Power
IPWR
$79.2M
$536 ﹤0.01%
+100
New +$509
ADCT icon
8941
PUT
ADC Therapeutics
ADCT
$174M
$535 ﹤0.01%
500
-200
-29% -$583
SETH icon
8942
ProShares Short Ether Strategy ETF
SETH
$11.7M
$527 ﹤0.01%
9
-514
-98% -$24.7K
DLHC icon
8943
PUT
DLH Holdings
DLHC
$59M
$525 ﹤0.01%
100
NSPR icon
8944
InspireMD
NSPR
$40M
$521 ﹤0.01%
745
+142
+24% +$151
ARAY icon
8945
PUT
Accuray
ARAY
$31.9M
$516 ﹤0.01%
+2,000
New +$744
ARKF icon
8946
ARK Blockchain & Fintech Innovation ETF
ARKF
$834M
$512 ﹤0.01%
+13
New +$529
AHRT
8947
AH Realty Trust
AHRT
$493M
$509 ﹤0.01%
72
-1,666
-96% -$10.7K
FTCI icon
8948
CALL
FTC Solar
FTCI
$41.8M
$508 ﹤0.01%
100
-900
-90% -$4.17K
GORO icon
8949
CALL
Goldgroup Mining
GORO
$563M
$504 ﹤0.01%
400
-15,400
-97% -$21K
PRQR icon
8950
ProQR Therapeutics
PRQR
$292M
$504 ﹤0.01%
271
-24,597
-99% -$40.5K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.