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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
LBRDA
8801
DELISTED
Liberty Broadband Class A
LBRDA
$1.1K ﹤0.01%
+33
New +$1.28K
CBUS icon
8802
PUT
Cibus
CBUS
$122M
$1.1K ﹤0.01%
800
CARS icon
8803
PUT
Cars.com
CARS
$628M
$1.09K ﹤0.01%
100
-1,500
-94% -$15.2K
BRSP
8804
PUT
BrightSpire Capital
BRSP
$592M
$1.09K ﹤0.01%
+200
New +$1.15K
GLRE icon
8805
Greenlight Captial
GLRE
$503M
$1.08K ﹤0.01%
67
-6,279
-99% -$108K
AWRE icon
8806
CALL
Aware
AWRE
$27.7M
$1.08K ﹤0.01%
800
+300
+60% +$400
AORT icon
8807
Artivion
AORT
$1.25B
$1.08K ﹤0.01%
+48
New +$1.34K
HCM icon
8808
CALL
HUTCHMED
HCM
$2.45B
$1.08K ﹤0.01%
100
-1,100
-92% -$13.9K
ROBT icon
8809
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$772M
$1.07K ﹤0.01%
19
-29
-60% -$1.55K
ENTX icon
8810
PUT
Entera Bio
ENTX
$519M
$1.06K ﹤0.01%
+600
New +$751
ISPY icon
8811
ProShares S&P 500 High Income ETF
ISPY
$1.24B
$1.06K ﹤0.01%
+22
New +$1.03K
NIU
8812
Niu Technologies
NIU
$153M
$1.05K ﹤0.01%
523
-12,200
-96% -$32.3K
GEVO icon
8813
PUT
Gevo
GEVO
$405M
$1.05K ﹤0.01%
700
-700
-50% -$1.23K
LE icon
8814
CALL
Lands' End
LE
$323M
$1.05K ﹤0.01%
100
-31,600
-100% -$363K
LUXE
8815
LuxExperience B.V.
LUXE
$1.06B
$1.05K ﹤0.01%
141
-104
-42% -$831
VREX icon
8816
CALL
Varex Imaging
VREX
$780M
$1.04K ﹤0.01%
100
ALXO icon
8817
PUT
ALX Oncology
ALXO
$278M
$1.03K ﹤0.01%
500
-29,900
-98% -$53.5K
OLPX
8818
CALL
DELISTED
Olaplex Holdings
OLPX
$1.02K ﹤0.01%
500
-100
-17% -$204
SPOK icon
8819
PUT
Spok Holdings
SPOK
$224M
$1.02K ﹤0.01%
100
-100
-50% -$1.09K
LTCC
8820
CALL
Canary Litecoin ETF
LTCC
$6.43M
$1.02K ﹤0.01%
100
RZG icon
8821
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$131M
$1.02K ﹤0.01%
+14
New +$902
MAXN
8822
PUT
DELISTED
Maxeon Solar Technologies
MAXN
$1.01K ﹤0.01%
3,900
+100
+3% +$136
UXRP
8823
Proshares Ultra XRP ETF
UXRP
$49.7M
$1.01K ﹤0.01%
102
+47
+85% +$792
SAMG icon
8824
PUT
Silvercrest Asset Management
SAMG
$79.5M
$1.01K ﹤0.01%
+100
New +$1.22K
SVV icon
8825
CALL
Savers
SVV
$1.6B
$1.01K ﹤0.01%
100
-3,100
-97% -$26.9K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.